| Date Filed | Type | Description |
| 09/29/2023 |
3
| Sun Life Assurance Co of Canada (10% Owner) has filed a Form 3 on Crescent Private Credit Income Corp |
| 10/04/2021 |
4
| Sun Life Assurance Co of Canada (Former 10% Owner) has filed a Form 4 on CION Ares Diversified Credit Fund|
Txns:
| Bought 40,000 shares
@ $25, valued at
$1M
Bought 40,000 shares
@ $25, valued at
$1M
Bought 400,000 shares
@ $25, valued at
$10M
Bought 400,000 shares
@ $25, valued at
$10M
|
|
| 09/17/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/02/2021 |
3
| Sun Life Assurance Co of Canada (10% Owner) has filed a Form 3 on CION Ares Diversified Credit Fund |
| 07/26/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 07/19/2021 |
3/A
| Sun Life Assurance Co of Canada (10% Owner) has filed a Form 3/A on Angel Oak Financial Strategies Income Term Trust |
| 07/19/2021 |
3
| Sun Life Assurance Co of Canada (10% Owner) has filed a Form 3 on Angel Oak Financial Strategies Income Term Trust |
| 11/09/2020 |
3
| Sun Life Assurance Co of Canada (10% Owner) has filed a Form 3 on BOULDER GROWTH & INCOME FUND |
| 07/23/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/06/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 02/17/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 02/17/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 08/03/2016 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 08/03/2016 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 02/16/2016 |
4
| SUN LIFE FINANCIAL INC (10% Owner) has filed a Form 4 on KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.|
Txns:
| Disposed of 560,000 shares
@ $25.5, valued at
$14.3M
|
|
| 02/16/2016 |
4
| SUN LIFE FINANCIAL INC (10% Owner) has filed a Form 4 on Kayne Anderson Energy Total Return Fund, Inc.|
Txns:
| Disposed of 266,667 shares
@ $25.5, valued at
$6.8M
Disposed of 66,667 shares
@ $25.5, valued at
$1.7M
|
|
| 11/27/2013 |
4/A
| SUN LIFE FINANCIAL INC (10% Owner) has filed a Form 4 on TORTOISE MLP FUND, INC.|
Txns:
| Acquired 1,000,000 shares
@ $1079960, valued at
$1079960M
Disposed of 10,000,000 shares
@ $0 |
|
| 10/24/2013 |
4
| SUN LIFE FINANCIAL INC (10% Owner) has filed a Form 4 on KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.|
Txns:
| Sold 40,000 shares
@ $0 |
|
| 10/24/2013 |
4
| SUN LIFE FINANCIAL INC (10% Owner) has filed a Form 4 on TORTOISE MLP FUND, INC.|
Txns:
| Sold 1,000,000 shares
@ $0 |
|
| 09/27/2012 |
3
| Sun Life Assurance CO of Canada (10% Owner) has filed a Form 3 on NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC |
| 03/26/2012 |
4
| Sun Life Assurance CO of Canada (10% Owner) has filed a Form 4 on KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.|
Txns:
| Bought 10,000,000 shares
@ $10000000, valued at
$100000000M
Bought 10,000,000 shares
@ $10000000, valued at
$100000000M
|
|
| 03/08/2011 |
3
| Sun Life Assurance CO of Canada (10% Owner) has filed a Form 3 on KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. |
| 03/08/2011 |
3
| Sun Life Assurance CO of Canada (10% Owner) has filed a Form 3 on KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. |
| 11/10/2010 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 10/29/2010 |
4
| Sun Life Assurance CO of Canada (10% Owner) has filed a Form 4 on TORTOISE MLP FUND, INC. |
| 05/18/2010 |
3
| Sun Life Assurance CO of Canada (10% Owner) has filed a Form 3 on Kayne Anderson MLP Investment CO |
| 03/22/2010 |
3
| Form 3 - Initial statement of beneficial ownership of securities |