Overview Financials News + Filings Key Docs Charts Holdings Ownership Insiders
All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
Tags
Quarterly results
Asset disposition
Director departure
|
|
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS)
|
Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 04/29/2020 |
10-K/A
| Annual Report for the period ended December 31, 2019 [amend] |
| 03/13/2020 |
10-K
| Annual Report for the period ended December 31, 2019 |
| 03/05/2020 |
15-12G
| Form 15-12G - Securities registration termination [Section 12(g)]: |
| 02/25/2020 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 02/24/2020 |
15-12G
| Form 15-12G - Securities registration termination [Section 12(g)]: |
| 02/24/2020 |
25
| Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities: |
| 02/24/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 02/19/2020 |
4
| Kaufman Brett (Senior Vice President and CFO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 318,466 shares
@ $3.5, valued at
$1.1M
Sold 205 shares
@ $25, valued at
$5.1k
Disposed/sold 125,000 options to buy
@ $1.28, valued at
$160k
Disposed/sold 125,000 options to buy
@ $2.8, valued at
$350k
Disposed/sold 62,500 options to buy
@ $1.4, valued at
$87.5k
Disposed/sold 75,000 options to buy
@ $3.25, valued at
$243.8k
|
|
| 02/18/2020 |
SC 13D/A
| Advisor Group Holdings, Inc. reports a 100% stake in LADENBURG THALMANN FINANCIAL SERVICES INC. |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 02/14/2020 |
8-K
| Quarterly results |
| 02/14/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 02/14/2020 |
4
| ZEITCHICK MARK (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Sold 4,000 shares
@ $25.07, valued at
$100.3k
Disposed/sold 531,250 shares
@ $3.5, valued at
$1.9M
Disposed/sold 3,789,541 shares
@ $3.5, valued at
$13.3M
Disposed/sold 600,000 options to buy
@ $1.28, valued at
$768k
Disposed/sold 600,000 options to buy
@ $2.8, valued at
$1.7M
Disposed/sold 300,000 options to buy
@ $1.4, valued at
$420k
Disposed/sold 400,000 options to buy
@ $3.25, valued at
$1.3M
Disposed/sold 200,000 options to buy
@ $4.25, valued at
$850k
Disposed/sold 200,000 options to buy
@ $2.65, valued at
$530k
|
|
| 02/14/2020 |
4
| Simkin Jacqueline M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Sold 8,000 shares
@ $25.083, valued at
$200.7k
Disposed/sold 45,000 shares
@ $3.5, valued at
$157.5k
Disposed/sold 1,859,738 shares
@ $3.5, valued at
$6.5M
Disposed/sold 158,000 shares
@ $3.5, valued at
$553k
Disposed/sold 20,000 options to buy
@ $1.73, valued at
$34.6k
Disposed/sold 20,000 options to buy
@ $1.79, valued at
$35.8k
Disposed/sold 50,000 options to buy
@ $1.32, valued at
$66k
Disposed/sold 50,000 options to buy
@ $1.46, valued at
$73k
Disposed/sold 50,000 options to buy
@ $3.01, valued at
$150.5k
Disposed/sold 50,000 options to buy
@ $3.38, valued at
$169k
Disposed/sold 50,000 options to buy
@ $2.4, valued at
$120k
|
|
| 02/14/2020 |
4
| Malamed Adam Scott (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Sold 3,900 shares
@ $25.1023, valued at
$97.9k
Disposed/sold 1,612,290 shares
@ $3.5, valued at
$5.6M
Disposed/sold 5,000 shares
@ $3.5, valued at
$17.5k
Disposed/sold 200,000 options to buy
@ $1.28, valued at
$256k
Disposed/sold 200,000 options to buy
@ $2.8, valued at
$560k
Disposed/sold 100,000 options to buy
@ $1.4, valued at
$140k
Disposed/sold 135,000 options to buy
@ $3.25, valued at
$438.8k
Disposed/sold 50,000 options to buy
@ $4.25, valued at
$212.5k
Disposed/sold 50,000 options to buy
@ $2.65, valued at
$132.5k
|
|
| 02/14/2020 |
4
| LAMPEN RICHARD (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 3,324,916 shares
@ $3.5, valued at
$11.6M
Disposed/sold 83,333 shares
@ $3.5, valued at
$291.7k
Sold 4,000 shares
@ $25.114, valued at
$100.5k
Disposed/sold 600,000 options to buy
@ $1.28, valued at
$768k
Disposed/sold 600,000 options to buy
@ $2.8, valued at
$1.7M
Disposed/sold 300,000 options to buy
@ $1.4, valued at
$420k
Disposed/sold 400,000 options to buy
@ $3.25, valued at
$1.3M
Disposed/sold 200,000 options to buy
@ $4.25, valued at
$850k
Disposed/sold 200,000 options to buy
@ $2.65, valued at
$530k
|
|
| 02/14/2020 |
4
| KRASNO RICHARD M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 65,828 shares
@ $3.5, valued at
$230.4k
Disposed/sold 383,089 shares
@ $3.5, valued at
$1.3M
Disposed/sold 50,000 options to buy
@ $2.4, valued at
$120k
Disposed/sold 50,000 options to buy
@ $3.38, valued at
$169k
Disposed/sold 50,000 options to buy
@ $3.01, valued at
$150.5k
Disposed/sold 50,000 options to buy
@ $1.46, valued at
$73k
Disposed/sold 50,000 options to buy
@ $1.32, valued at
$66k
Disposed/sold 20,000 options to buy
@ $1.79, valued at
$35.8k
Disposed/sold 20,000 options to buy
@ $1.11, valued at
$22.2k
|
|
| 02/14/2020 |
4
| giovanniello joseph (Former Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Sold 2,000 shares
@ $25.11, valued at
$50.2k
Disposed/sold 473,207 shares
@ $3.5, valued at
$1.7M
Disposed/sold 50,000 options to buy
@ $1.28, valued at
$64k
Disposed/sold 50,000 options to buy
@ $2.8, valued at
$140k
Disposed/sold 25,000 options to buy
@ $1.4, valued at
$35k
Disposed/sold 30,000 options to buy
@ $3.25, valued at
$97.5k
|
|
| 02/14/2020 |
4
| Liebowitz Michael (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 246,498 shares
@ $3.5, valued at
$862.7k
Disposed/sold 25,000 shares
@ $3.5, valued at
$87.5k
|
|
| 02/14/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/14/2020 |
4
| LORBER HOWARD M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 3,085,385 shares
@ $3.5, valued at
$10.8M
Disposed/sold 522,027 shares
@ $3.5, valued at
$1.8M
Disposed/sold 67 shares
@ $3.5, valued at
$234.5
Disposed/sold 20,000 options to buy
@ $1.11, valued at
$22.2k
Disposed/sold 600,000 options to buy
@ $1.28, valued at
$768k
Disposed/sold 20,000 options to buy
@ $1.79, valued at
$35.8k
Disposed/sold 600,000 options to buy
@ $2.8, valued at
$1.7M
Disposed/sold 50,000 options to buy
@ $1.32, valued at
$66k
Disposed/sold 300,000 options to buy
@ $1.4, valued at
$420k
Disposed/sold 50,000 options to buy
@ $1.46, valued at
$73k
Disposed/sold 400,000 options to buy
@ $3.25, valued at
$1.3M
|
|
| 02/14/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/14/2020 |
4
| BEINSTEIN HENRY C (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 232,143 shares
@ $3.5, valued at
$812.5k
Disposed/sold 1,532 shares
@ $3.5, valued at
$5.4k
Disposed/sold 50,000 options to buy
@ $2.4, valued at
$120k
Disposed/sold 50,000 options to buy
@ $3.38, valued at
$169k
Disposed/sold 50,000 options to buy
@ $3.01, valued at
$150.5k
Disposed/sold 50,000 options to buy
@ $1.46, valued at
$73k
Disposed/sold 50,000 options to buy
@ $1.32, valued at
$66k
Disposed/sold 20,000 options to buy
@ $1.79, valued at
$35.8k
Disposed/sold 20,000 options to buy
@ $1.11, valued at
$22.2k
|
|
|
|
|