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LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/14/2020 8-K Quarterly results
01/31/2020 8-K Quarterly results
11/14/2019 8-K Quarterly results
11/12/2019 8-K Quarterly results
11/08/2019 8-K Quarterly results
Docs: "LADENBURG REPORTS THIRD QUARTER 2019 FINANCIAL RESULTS"
08/08/2019 8-K Quarterly results
08/08/2019 8-K Quarterly results
06/14/2019 8-K Submission of Matters to a Vote of Security Holders
05/29/2019 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Fourth Supplemental Indenture, between the Company and U.S. Bank National Association, as Trustee",
"Opinion of Greenberg Traurig, LLP"
05/23/2019 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Underwriting Agreement, by and among the Company and UBS Securities LLC, Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters named therein"
05/09/2019 8-K Investor presentation
Docs: "Ladenburg Thalmann Financial Services Inc. Investor Presentation"
05/09/2019 8-K Quarterly results
Docs: "LADENBURG REPORTS FIRST QUARTER 2019 FINANCIAL RESULTS ANNOUNCES ADDITIONAL 10 MILLION SHARE STOCK REPURCHASE PROGRAM"
03/15/2019 8-K Investor presentation
03/15/2019 8-K Quarterly results
Docs: "LADENBURG REPORTS FOURTH QUARTER AND FISCAL YEAR 2018 FINANCIAL RESULTS"
03/01/2019 8-K Quarterly results
01/30/2019 8-K Quarterly results
12/26/2018 8-K Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Creation of a Direct Financial Ob...
Docs: "Form of 7.25% Senior Note due 2028 issued to Phillip Frost, M.D. and Frost Nevada Investments Trust",
"Agreement, by and among Ladenburg Thalmann Financial Services Inc., Phillip Frost M.D. and Frost Nevada Investments Trust",
"Letter Agreement, by and between Ladenburg Thalmann Financial Services Inc. and Frost Gamma Investments Trust",
"Haven Tower Group:"
11/07/2018 8-K Quarterly results
Docs: "LADENBURG REPORTS THIRD QUARTER 2018 FINANCIAL RESULTS"
11/07/2018 8-K Investor presentation
11/06/2018 8-K/A Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits
Docs: "Consent of Yount, Hyde & Barbour, P.C",
"Audited balance sheets of Kestler at December 31, 2017 and 2016, and the audited statements of income, statements of stockholder’ s equity and statements of cash flows of Kestler for the years ended December 31, 2017 and 2016",
"Balance sheets of Kestler at June 30, 2018 (unaudited) and December 31, 2017 (audited), the unaudited statement of stockholder’ s equity of Kestler for the six months ended June 30, 2018 and the unaudited statements of income and statements of cash flows of Kestler for the six months ended June 30, 2018 and 2017",
"Unaudited pro forma combined condensed balance sheet at June 30, 2018 and the unaudited pro forma combined condensed statements of operations for the six months ended June 30, 2018 and the twelve months ended December 31, 2017, relating to the Kestler Acquisitions"
10/03/2018 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "LADENBURG ANNOUNCES APPOINTMENT OF GLENN C. DAVIS TO ITS BOARD OF DIRECTORS MIAMI, FL, October 3, 2018 – Ladenburg Thalmann Financial Services Inc. announced today that it has appointed Glenn C. Davis, CPA, to the Company’ s Board of Directors and its Audit Committee, effective immediately. With the addition of Mr. Davis, Ladenburg’ s Board will be comprised of nine directors, five of whom are independent, and its Audit Committee will have three members, all of whom are independent. “Glenn has devoted his decades’ long career to helping companies and boards manage risk and improve governance practices, and he will undoubtedly be a valuable addition to our Audit Committee,” said Richard Lampen, President, Chief Executive Officer and Chairman of the Board of Ladenburg. “We are thrilled to we..."
09/28/2018 8-K Quarterly results
09/20/2018 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "LADENBURG ANNOUNCES CEO RICHARD LAMPEN TO SERVE AS CHAIRMAN MIAMI — September 20, 2018 — Ladenburg Thalmann Financial Services Inc. announced today that its Board of Directors has appointed Richard Lampen, Ladenburg’ s President and Chief Executive Officer, to serve as Chairman of the Board, replacing Dr. Phillip Frost. Adam Malamed, Ladenburg’ s Executive Vice President and Chief Operating Officer, will join the Board of Directors. Dr. Phillip Frost said, “I have decided to retire from the Ladenburg Board and will concentrate my efforts on OPKO Health and my philanthropic interests. As a long-term shareholder, I am confident in Ladenburg’ s outlook and look forward to its continued growth and success.” “We thank Phil for his service to Ladenburg and its shareholders over the past 14 year..."
09/07/2018 8-K Acquisition/merger/asset purchase announced
Docs: "Asset Purchase Agreement, by and among Kestler Financial Group, Inc., Jason A. Kestler and Ladenburg Thalmann Annuity Insurance Services LLC.",
"Promissory Note, issued by Ladenburg Thalmann Annuity Insurance Services LLC to Kestler Financial Group, Inc"
08/16/2018 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Third Supplemental Indenture, between the Company and U.S. Bank National Association, as Trustee",
"Opinion of Holland & Knight LLP"
08/07/2018 8-K Quarterly results
Docs: "LADENBURG REPORTS SECOND QUARTER 2018 FINANCIAL RESULTS"
08/07/2018 8-K Investor presentation
Docs: "Ladenburg Thalmann Financial Services Inc. Investor Presentation"
06/22/2018 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Note Distribution Agreement, between the Company and Ladenburg Thalmann & Co. Inc., as representative of the sales agents named therein",
"Opinion of Holland & Knight LLP",
"Consent of Egan-Jones Ratings Co"
06/11/2018 8-K Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Equity Distribution Agreement, between Ladenburg Thalmann Financial Services Inc., Ladenburg Thalmann & Co. Inc. and Barrington Research Associates, Inc",
"Opinion of Holland & Knight LLP, regarding validity of the securities to be issued"
05/31/2018 8-K Submission of Matters to a Vote of Security Holders
05/30/2018 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Second Supplemental Indenture, between the Company and U.S. Bank National Association, as Trustee",
"Opinion of Holland & Knight LLP"
05/23/2018 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Underwriting Agreement, between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein",
"Consent of Egan-Jones Ratings Co"
05/09/2018 8-K Quarterly results
Docs: "LADENBURG REPORTS FIRST QUARTER 2018 FINANCIAL RESULTS"
05/09/2018 8-K Investor presentation
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