| Date Filed | Type | Description |
| 04/29/2020 |
10-K/A
| Annual Report for the period ended December 31, 2019 [amend] |
| 03/13/2020 |
10-K
| Annual Report for the period ended December 31, 2019 |
| 03/05/2020 |
15-12G
| Form 15-12G - Securities registration termination [Section 12(g)]: |
| 02/25/2020 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 02/24/2020 |
15-12G
| Form 15-12G - Securities registration termination [Section 12(g)]: |
| 02/24/2020 |
25
| Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities: |
| 02/24/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 02/18/2020 |
SC 13D/A
| Advisor Group Holdings, Inc. reports a 100% stake in LADENBURG THALMANN FINANCIAL SERVICES INC. |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/14/2020 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 02/14/2020 |
8-K
| Quarterly results |
| 02/14/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 02/14/2020 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 02/05/2020 |
SC 13G/A
| BlackRock Inc. reports a 5.7% stake in LADENBURG THALMANN FINANCIAL SERVICES INC |
| 02/04/2020 |
SC 13G/A
| HALPRYN GLENN L reports a 1% stake in Ladenburg Thalmann Financial Services Inc. |
| 01/31/2020 |
8-K
| Quarterly results |
| 01/17/2020 |
GN
| LTS, KEM, WMGI, and WLH SHAREHOLDER ALERT: Rigrodsky & Long, P.A. Reminds Investors of Investigations of Buyouts |
| 01/06/2020 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 12/26/2019 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition: |
| 12/13/2019 |
GN
| Marinus Pharmaceuticals Announces Closing of $70 Million Public Offering of Common Stock and Concurrent Private Placement Including Full Exercise of Underwriters' Option to Purchase Additional Shares |
| 12/11/2019 |
GN
| Corrected Press Release: Marinus Pharmaceuticals Announces Pricing of $65 Million Public Offering of Common Stock and Concurrent Private Placement |
| 12/10/2019 |
GN
| Marinus Pharmaceuticals Announces Proposed Public Offering of Common Stock and Concurrent Private Placement |
| 12/06/2019 |
PREM14A
| Form PREM14A - Preliminary proxy statements relating to merger or acquisition: |
| 11/24/2019 |
GN
| KEM, LTS, CARO, and CARB SHAREHOLDER ALERT: Rigrodsky & Long, P.A. Reminds Investors of Investigations of Buyouts |
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