PIPER SANDLER COMPANIES (PIPR) [Rocket]

Date Filed

Type

Description

10/03/2023

4

TAYLOR SCOTT C (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 194 shares @ $0

10/03/2023

4

Sterling Brian R (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 176 shares @ $0

10/03/2023

4

SORAN PHILIP (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 229 shares @ $0

08/02/2023

10-Q

Quarterly Report for the period ended June 30, 2023

07/28/2023

8-K

Quarterly results

Docs:

"Piper Sandler Companies Reports Second Quarter 2023 Results; Declares Quarterly Dividend of $0.60 Per Share"

07/05/2023

4

TAYLOR SCOTT C (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 213 shares @ $0

07/05/2023

4

Sterling Brian R (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 193 shares @ $0

07/05/2023

4

SORAN PHILIP (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 261 shares @ $0

06/12/2023

4

Sterling Brian R (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 7 shares @ $137.14, valued at $960

06/12/2023

4

SORAN PHILIP (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 73 shares @ $137.14, valued at $10k

06/12/2023

4

TAYLOR SCOTT C (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 29 shares @ $137.14, valued at $4k

06/12/2023

4

SMITH SHERRY M (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 36 shares @ $137.14, valued at $4.9k

06/12/2023

4

Mitchell Robbin (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 10 shares @ $137.14, valued at $1.4k

06/12/2023

4

HOLT VICTORIA M (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 27 shares @ $137.14, valued at $3.7k

06/12/2023

4

FITZGERALD WILLIAM R (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Granted 98 shares @ $137.14, valued at $13.4k

05/23/2023

4

Abraham Chad R (CEO and Chairman) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns:

Sold 2,223 shares @ $130.27, valued at $289.6k
Sold 2,556 shares @ $130.31, valued at $333.1k
Sold 550 shares @ $131.12, valued at $72.1k

05/19/2023

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans:

05/18/2023

8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...

Docs:

"AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PIPER SANDLER COMPANIES Piper Sandler Companies, a corporation organized and existing under the laws of the State of Delaware , does hereby certify as follows: 1. The name of the Corporation is “Piper Sandler Companies.” The Corporation was originally incorporated under the name “Piper Jaffray & Co.”, and the original Certificate of Incorporation was filed with the Secretary of State of the State of Delaware on April 28, 2003. 2. This Amended and Restated Certificate of Incorporation was duly adopted in accordance with Section 245 of the General Corporation Law of the State of Delaware. Pursuant to Section 242 of the General Corporation Law of the State of Delaware, the amendments and restatement herein set forth have been duly adopted b...",
"AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN"

05/18/2023

4

Sterling Brian R (Director) has filed a Form 4 on PIPER SANDLER COMPANIES

Txns: