| Date Filed | Type | Description |
| 11/09/2016 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities [Amend] |
| 11/09/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 11/09/2016 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 10/25/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 10/25/2016 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 04/28/2016 |
4
| Capital Z Partners III GP, Ltd. (10% Owner) has filed a Form 4 on NewStar Financial, Inc.|
Txns:
| Paid exercise price by delivering 1,107 shares
@ $9.94, valued at
$11k
Exercised (in-or-at-the-money) 5,000 options to buy
@ $2.2, valued at
$11k
|
|
| 06/30/2015 |
4
| Capital Z Partners III GP, Ltd. (See Remarks Section) has filed a Form 4 on NewStar Financial, Inc. |
| 05/08/2015 |
4
| Capital Z Partners III GP, Ltd. (10% Owner) has filed a Form 4 on NewStar Financial, Inc. |
| 11/13/2014 |
4
| Capital Z Partners III GP, Ltd. (See Remarks Section) has filed a Form 4 on NewStar Financial, Inc. |
| 06/18/2014 |
4
| Capital Z Partners III GP, Ltd. (See Remarks Section) has filed a Form 4 on NewStar Financial, Inc. |
| 05/13/2014 |
4
| Capital Z Partners Management, LLC (10% Owner) has filed a Form 4 on UNIVERSAL AMERICAN CORP. |
| 05/13/2014 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 04/01/2014 |
SC 13D/A
| CAPITAL Z PARTNERS LTD reports a 16.1% stake in UNIVERSAL AMERICAN CORP. |
| 08/01/2013 |
4
| Capital Z Partners III GP, Ltd. (See Remarks Section) has filed a Form 4 on NewStar Financial, Inc.|
Txns:
| Disposed of 11,250 shares
@ $0
Disposed of 6,643 shares
@ $0 |
|
| 07/19/2013 |
4
| Capital Z Partners III GP, Ltd. (See Remarks Section) has filed a Form 4 on NewStar Financial, Inc.|
Txns:
| Acquired 6,188 shares
@ $0 |
|
| 02/15/2013 |
4
| Capital Z Partners III GP, Ltd. (See Remarks Section) has filed a Form 4 on NewStar Financial, Inc.|
Txns:
| Disposed of 9,945 shares
@ $0 |
|
| 09/21/2012 |
4
| Capital Z Partners III GP, Ltd. (See Remarks Section) has filed a Form 4 on NewStar Financial, Inc.|
Txns:
| Acquired 6,643 shares
@ $0 |
|
| 05/18/2012 |
SC 13D/A
| CAPITAL Z PARTNERS LTD reports a 16.3% stake in UNIVERSAL AMERICAN CORP. |
| 09/30/2011 |
4
| Capital Z Partners III GP, Ltd. (See Remarks Section) has filed a Form 4 on NewStar Financial, Inc.|
Txns:
| Acquired 4,945 shares
@ $0
Acquired 5,000 options to buy
@ $10.11, valued at
$50.6k
|
|
| 05/10/2011 |
SC 13D/A
| CAPITAL Z PARTNERS LTD reports a 17.9% stake in UNIVERSAL AMERICAN CORP. |
| 05/09/2011 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 05/09/2011 |
SC 13D
| CAPITAL Z PARTNERS LTD reports a 17.9% stake in UNIVERSAL AMERICAN CORP. |
| 05/09/2011 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 05/05/2011 |
4
| CAPITAL Z PARTNERS LTD (10% Owner) has filed a Form 4 on CAREMARK ULYSSES HOLDING CORP.|
Txns:
| Disposed of 13,896,417 shares
@ $0
Disposed of 73,819 shares
@ $0
Disposed of 6,189,500 shares
@ $0
Disposed of 20,200 shares
@ $0
Disposed of 605 preferred shares
@ $0
Disposed of 9,000 options to buy
@ $3.75, valued at
$33.8k
Disposed of 9,000 options to buy
@ $5.26, valued at
$47.3k
Disposed of 9,000 options to buy
@ $4.23, valued at
$38.1k
Disposed of 9,000 options to buy
@ $8.65, valued at
$77.9k
Disposed of 9,000 options to buy
@ $16.78, valued at
$151k
Disposed of 10,000 options to buy
@ $11.75, valued at
$117.5k
|
|
| 01/04/2011 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 10/01/2010 |
4
| Capital Z Partners III GP, Ltd. (See Remarks Section) has filed a Form 4 on NewStar Financial, Inc.|
Txns:
| Acquired 5,000 shares
@ $0
Acquired 5,000 options to buy
@ $8.28, valued at
$41.4k
|
|
| 02/17/2010 |
4
| CAPITAL Z PARTNERS LTD (10% Owner) has filed a Form 4 on UNIVERSAL AMERICAN CORP.|
Txns:
| Disposed of 40,889 shares
@ $0 |
|
| 08/13/2009 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 01/22/2008 |
SC 13D/A
| Form SC 13D/A -- General statement of acquisition of beneficial ownership [amend] |
| 12/07/2007 |
SC 13D
| CAPITAL Z PARTNERS LTD reports a 13.1% stake in NEWSTAR FINANCIAL, INC. |
| 07/12/2005 |
SC 13D/A
| CAPITAL Z PARTNERS LTD reports a 35.1% stake in UNIVERSAL AMERICAN FINANCIAL CORP. |
| 02/11/2005 |
5
| Form 5 -- Annual statement of changes in beneficial ownership of securities |
| 09/21/2001 |
SC 13D/A
| CAPITAL Z PARTNERS LTD reports a 48.6% stake in UNIVERSAL AMERICAN FINANCIAL CORP. |
| 08/10/1999 |
SC 13D
| CAPITAL Z PARTNERS LTD reports a 60.7% stake in UNIVERSAL AMERICAN FINANCIAL CORP. |