Rocket


Overview
Financials
News + Filings
Key Docs
Charts
Ownership
Insiders


All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
Tags
Appointed director
Director departure
Quarterly results
NATIONAL HOLDINGS CORP (NHLD) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/25/2021 8-K Termination of a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Fa...
01/11/2021 8-K Quarterly results
12/30/2020 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION September 30, 2020 2019 ASSETS Cash $ 27,327,000 $ 30,443,000 Restricted cash 962,000 960,000 Cash deposits with clearing organizations 686,000 436,000 Securities owned, at fair value 4,739,000 12,481,000 Receivables from broker dealers and clearing organizations 3,367,000 3,490,000 Forgivable loans receivable 4,269,000 1,834,000 Other receivables, net 12,394,000 5,672,000 Prepaid expenses 4,258,000 3,639,000 Fixed assets, net 4,382,000 5,067,000 Intangible assets, net 12,276,000 5,441,000 Goodwill 11,673,000 5,153,000 Deferred tax asset, net 4,795,000 4,560,000 Right-of-use assets 14,721,000 — Other assets 1,388,000 2,031,000 Total Assets $ 107,237,000 $ 81,207,000 LIABILITIES AND STOCKHOLDERS’ E..."
09/17/2020 8-K Other Events
09/11/2020 8-K Quarterly results
08/13/2020 8-K Quarterly results
05/15/2020 8-K Quarterly results
Docs: "National Holdings Corporation Reports Financial Results for the Fiscal 2020 Second Quarter"
05/06/2020 8-K Quarterly results
04/29/2020 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "PROMISSORY NOTE PAYCHECK PROTECTION PROGRAM LOAN",
"PROMISSORY NOTE"
04/06/2020 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders...
Docs: "Amendment to Amended and Restated By-Laws of National Holdings Corporation"
02/14/2020 8-K Quarterly results
01/07/2020 8-K Completion of Acquisition or Disposition of Assets
12/31/2019 8-K Quarterly results
10/17/2019 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Amendment No. 1 to Stock Purchase Agreement, by and among Daniel Santanello, Robert Maloney and National Holdings Corporation"
08/29/2019 8-K Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Stock Purchase Agreement, by and among the Sellers named therein, Daniel Santanello, Robert Maloney and National Holdings Corporation",
"National Holdings Corporation to Acquire Full-Service Investment Firm Winslow, Evans & Crocker, Inc. , August 26, 2019"
08/15/2019 8-K Quarterly results
07/22/2019 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter of BDO USA LLP"
03/12/2019 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Summary of Material Terms of the 2013 Omnibus Incentive Plan (excerpted from pages 38 through 43 of the Company’ s Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on February 25, 2019)",
"2013 Omnibus Incentive Plan, as Amended and Restated (incorporated by reference to Appendix A to the Company’ s Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on February 25, 2019)"
02/15/2019 8-K Quarterly results
02/15/2019 8-K Quarterly results
12/31/2018 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
12/21/2018 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION September 30, 2018 2017 ASSETS Cash $ 27,920,000 $ 23,508,000 Restricted cash 1,353,000 1,381,000 Cash deposits with clearing organizations 336,000 1,041,000 Securities owned, at fair value 7,786,000 7,102,000 Receivables from broker dealers and clearing organizations 3,967,000 2,850,000 Forgivable loans receivable 1,567,000 1,616,000 Other receivables, net 4,265,000 5,180,000 Prepaid expenses 4,065,000 2,490,000 Fixed assets, net 2,671,000 2,397,000 Intangible assets, net 4,730,000 4,843,000 Goodwill 5,153,000 5,217,000 Deferred tax asset, net 4,192,000 6,420,000 Other assets, principally refundable deposits 444,000 353,000 Total Assets $ 68,449,000 $ 64,398,000 LIABILITIES AND STOCKHOLDERS’ EQUI..."
11/20/2018 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "STOCK PURCHASE AGREEMENT"
08/14/2018 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION June 30, 2018"
07/23/2018 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "National Holdings Corporation Announces Round of Executive Promotions"
06/06/2018 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter of EisnerAmper LLP"
03/16/2018 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Amended and Restated Warrant Agreement by and among National Holdings Corporation, Computershare Inc. and Computershare Trust Company, N.A., and amended as of March 15, 2018"
02/09/2018 8-K Submission of Matters to a Vote of Security Holders
12/27/2017 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION September 30, 2017 2016 ASSETS Cash $ 23,508,000 $ 21,694,000 Restricted cash 1,381,000 354,000 Cash deposits with clearing organizations 1,041,000 1,030,000 Securities owned, at fair value 7,102,000 2,357,000 Receivables from broker dealers and clearing organizations 2,850,000 3,357,000 Forgivable loans receivable 1,616,000 1,712,000 Other receivables, net 5,180,000 5,430,000 Prepaid expenses 2,490,000 1,910,000 Fixed assets, net 2,397,000 1,164,000 Intangible assets, net 4,843,000 5,704,000 Goodwill 5,217,000 6,531,000 Deferred tax asset, net 6,420,000 8,958,000 Other assets, principally refundable deposits 353,000 345,000 Total Assets $ 64,398,000 $ 60,546,000 LIABILITIES AND STOCKHOLDERS’ EQUI..."
08/15/2017 8-K Quarterly results
06/22/2017 8-K Termination of a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Termination of Asset Purchase Agreement"
05/18/2017 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION March 31,2017"
04/14/2017 8-K Form 8-K - Current report
03/13/2017 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Asset Purchase Agreement, by and among the Company and The Williams Financial Group, Inc., WFG Investments, Inc., WFG Advisors, LP, WFG Strategic Alliance, Inc., Advisory Marketing Services, LLC, and WFG Management Services, Inc",
"National Holdings Corporation Expands Business Through Strategic Asset Acquisition of Williams Financial Group Inc. Deal to significantly bolster assets under management and geographical presence"
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy