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Date FiledTypeDescription
10/13/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
10/12/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
10/10/2023 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
10/10/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
10/10/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/10/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/09/2023 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
08/09/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
06/07/2023 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
05/25/2023 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
05/11/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/24/2023 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend]
02/13/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/06/2023 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
01/26/2023 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
01/26/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
01/26/2023 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
01/19/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
01/19/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
01/19/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
01/19/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
01/18/2023 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
01/12/2023 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
12/15/2022 ATS-N/UA Form ATS-N/UA - Updating Amendment to Form ATS-N (Rule 304(a)(2)(i) (B)): [Amend]
11/14/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/30/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/30/2022 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
08/30/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/12/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
07/29/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
07/29/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
07/29/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
06/30/2022 ATS-N/MA Form ATS-N/MA - Material Amendment to Form ATS-N (Rule 304(a)(2)(i)(A)): [Amend]
05/13/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
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