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HARBOUR INVESTMENTS, INC. Create: Alert

All | News | Filings
Date FiledTypeDescription
05/04/2023 X-17A-5 Form X-17A-5 - FOCUS Report:
05/04/2023 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
02/15/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/15/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/15/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
04/27/2022 X-17A-5 Form X-17A-5 - FOCUS Report:
04/27/2022 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
02/15/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/15/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/17/2021 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend]
08/16/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
06/29/2021 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
06/15/2021 X-17A-5 Form X-17A-5 - FOCUS Report:
05/12/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
06/03/2020 X-17A-5 Form X-17A-5 - FOCUS Report:
06/02/2020 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
05/03/2019 X-17A-5 Form X-17A-5 - FOCUS Report:
03/15/2018 X-17A-5 Form X-17A-5 - FOCUS Report:
03/15/2018 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
05/11/2017 X-17A-5 Form X-17A-5 - FOCUS Report
05/11/2017 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
03/24/2016 X-17A-5 Form X-17A-5 - FOCUS Report
06/10/2013 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
06/10/2013 X-17A-5 Form X-17A-5 - FOCUS Report
03/28/2012 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
03/15/2012 X-17A-5 Form X-17A-5 - FOCUS Report
04/07/2011 FOCUSN Form FOCUSN -
03/09/2011 X-17A-5 Form X-17A-5 - FOCUS Report
06/25/2010 FOCUSN Form FOCUSN -
06/25/2010 X-17A-5/A Form X-17A-5 - FOCUS Report [amend]
03/11/2010 X-17A-5 Form X-17A-5 - FOCUS Report
03/24/2009 X-17A-5 Form X-17A-5 -- FOCUS Report

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