| Date Filed | Type | Description |
| 10/02/2023 |
3
| Wupen Yuen (See Remarks) has filed a Form 3 on Lumentum Holdings Inc. |
| 08/05/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/02/2022 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Disposed/sold 3,458 shares
@ $16, valued at
$55.3k
Disposed/sold 922 shares
@ $16, valued at
$14.8k
Exercised 2,666 options to buy
@ $0
Exercised 10,000 options to buy
@ $0 |
|
| 07/22/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/07/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/06/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/09/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/03/2022 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Exercised 7,000 options to buy
@ $5.11, valued at
$35.8k
|
|
| 11/08/2021 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Sold 48,587 shares
@ $15.04, valued at
$730.7k
|
|
| 08/24/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/03/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/22/2021 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Granted 53,900 options to buy
@ $0 |
|
| 07/02/2021 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Disposed/sold 3,688 shares
@ $10.21, valued at
$37.7k
Disposed/sold 3,223 shares
@ $10.21, valued at
$32.9k
Exercised 9,750 options to buy
@ $0
Exercised 6,500 options to buy
@ $0 |
|
| 06/08/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/13/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/26/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/10/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/26/2021 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Disposed/sold 7,361 shares
@ $12.24, valued at
$90.1k
Exercised 19,500 options to buy
@ $0 |
|
| 01/04/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/07/2020 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Exercised 12,000 options to buy
@ $3.5, valued at
$42k
|
|
| 08/03/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/08/2020 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Disposed/sold 3,735 shares
@ $8.99, valued at
$33.6k
Exercised 10,800 options to buy
@ $0 |
|
| 04/14/2020 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Disposed/sold 2,915 shares
@ $8.13, valued at
$23.7k
Exercised 8,504 options to buy
@ $0 |
|
| 04/13/2020 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Granted 55,200 options to buy
@ $0 |
|
| 03/27/2020 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Granted 11,044 options to buy
@ $0 |
|
| 01/31/2020 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Disposed/sold 1,503 shares
@ $8.17, valued at
$12.3k
Exercised 3,676 options to buy
@ $0 |
|
| 11/15/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/06/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/02/2019 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Disposed/sold 1,944 shares
@ $4.59, valued at
$8.9k
Exercised 5,620 options to buy
@ $0 |
|
| 08/01/2019 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Granted 8,000 options to buy
@ $0
Granted 3,676 options to buy
@ $0
Granted 40,000 options to buy
@ $0 |
|
| 06/05/2019 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Disposed/sold 3,735 shares
@ $4.33, valued at
$16.2k
Exercised 10,800 options to buy
@ $0 |
|
| 05/28/2019 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Exercised 19,292 options to buy
@ $3.5, valued at
$67.5k
Exercised 4,707 options to buy
@ $3.5, valued at
$16.5k
|
|
| 04/12/2019 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Granted 8,504 options to buy
@ $0 |
|
| 10/31/2018 |
4
| Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP|
Txns:
| Disposed/sold 1,902 shares
@ $7.75, valued at
$14.7k
Exercised 16,403 options to buy
@ $3.5, valued at
$57.4k
Exercised 5,500 options to buy
@ $0 |
|
|