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Filed Chapter 11
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Asset acq. complete
Letter to company
Buyback announced
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Upcoming conference date
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10-Q late filing
RE purchase
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Date Filed  SymbolTypeDescription
10/05/2023    ****** 8-K Entered into consulting agreement
Docs: "for 100,000 shares of stock issuable under the Company’ s 2018 Equity Incentive Plan, with the following vesting schedule: 1/3 of the Restricted Stock Units will vest upon the date of the Effective Date and the remaining Restricted Stock Units will vest annually in one-third increments commencing on the first anniversary date of the date of your appointment to the Board , in accordance with the terms of a separate Restricted Stock Unit Award Agreement between you and the Company. Any unvested Restricted Stock Units will expire upon termination of your service. In addition:"
10/05/2023    EXDI 8-K Entered into consulting agreement
Docs: "FORM OF CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES N-7 CONVERTIBLE PREFERRED STOCK The undersigned, Chief Executive Officer of Panacea Life Sciences Holdings, Inc., a Nevada corporation , DOES HEREBY CERTIFY that the following resolutions were duly adopted by the Board of Directors of the Corporation by unanimous written consent on June 30, 2023; WHEREAS, the Board of Directors is authorized within the limitations and restrictions stated in the Articles of Incorporation of the Corporation, as amended, to provide by resolution or resolutions for the issuance of 50,000,000 shares of Preferred Stock, par value $0.0001 per share, of the Corporation, in such series and with such designations, preferences and relative, participating, optional or other special rig...",
"FORM OF ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT is entered into as of June 30, 2023 , by and among Panacea Life Sciences Holdings, Inc., a Nevada corporation, or its assigns , Lizard Juice, LLC, a Delaware limited liability company , Gary Wilder, an individual resident of Florida , New Age Distribution, LLC, a Florida limited liability company , and N7 Enterprises, Inc., a Florida corporation and the parent company of Lizard Juice and New Age Distribution , and collectively together with Lizard Juice, Wilder and New Age Distribution, its and their respective subsidiaries, affiliates and assigns, the “ Seller ” or “ Sellers ”), and each of the Holders . Sellers and PLSH, as applicable, and Holders, as applicable, are sometimes referred to individually as a “ Party ” and colle...",
"FORM OF BILL OF SALE THIS BILL OF SALE is entered into on September 30, 2023, y and among Panacea Life Sciences Holdings, Inc., a Nevada corporation, or its assigns , Lizard Juice, LLC, a Delaware limited liability company , Gary Wilder, an individual resident of Florida , New Age Distribution, LLC, a Florida limited liability company , and N7 Enterprises, Inc., a Florida corporation and the parent company of Lizard Juice and New Age Distribution , for the benefit of Buyer. Recitals A. Sellers and Buyer, among others, entered into that certain Asset Purchase Agreement dated June 30, 2023 , whereby Buyer agreed to purchase the Assets from Sellers; and B. Capitalized terms not defined herein have the respective meanings ascribed to them in the APA. NOW THEREFORE, Sellers certifies as follows...",
"FORM OF PLEDGE AND SECURITY AGREEMENT This PLEDGE AND SECURITY AGREEMENT , made as of June 30, 2023, by and among Gary Wilder, a Florida resident and Panacea Life Sciences Holdings, Inc., a Nevada corporation . RECITALS WHEREAS, the Parties entered into that certain asset purchase agreement dated June 30, 2023 , pursuant to which, among other things, Pledgor will acquire 31,000 shares of Series N7 Convertible Preferred Stock of Panacea Life Sciences Holdings, Inc. , convertible into 3,100,000 common shares of the Company’ s common stock, par value $0.0001 ; and WHEREAS, Pledgor has agreed to pledge the Pledged Shares for the period beginning at the Signing Date of the Asset Purchase Agreement and ending twenty-four months thereafter to secure the indemnification obligations of the Sellers ...",
"CONSULTING AGREEMENT",
"Panacea Life Sciences Holdings, Inc. 16194 West 45th Drive Golden, CO 80403 September 30, 2023 VIA EMAIL Gary Wilder 8565 Somerset Dr., Suite A Largo, FL 33770",
"FORM OF LEAK OUT AGREEMENT This LEAK-OUT AGREEMENT is made as of September 30, 2023 by and between Panacea Life Sciences Holdings, Inc. a Nevada corporation, , and the undersigned of the Company. WHEREAS, to ensure the development of an orderly trading market in the Company’ s common stock , the Company and the Stockholder intend to enter into this Agreement to provide for the circumstances under which the Stockholder may sell or otherwise dispose of shares of the Company’ s securities; and WHEREAS, pursuant to that certain Asset Purchase Agreement dated as of June 30, 2023 , Stockholder is the holder of shares of Series N7 Preferred Stock of the Company . NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement and the Asset Purchase Agreement, and for other go..."
10/04/2023    IMNM 8-K Entered into consulting agreement
Docs: "CERTIFICATE OF MERGER MERGING IBIZA MERGER SUB, INC., A DELAWARE CORPORATION WITH AND INTO MORPHIMMUNE INC., A DELAWARE CORPORATION Pursuant to Title 8, Section 251 of the General Corporation Law of the State of Delaware Pursuant to Title 8, Section 251 of the Delaware General Corporation Law , the undersigned corporation executed the following Certificate of Merger: FIRST: The name of the surviving corporation is Morphimmune Inc., a Delaware corporation , and the name of the corporation being merged into this surviving corporation is Ibiza Merger Sub, Inc., a Delaware corporation . SECOND: An Agreement and Plan of Merger and Reorganization, dated June 29, 2023 , by and among Immunome, Inc., a Delaware corporation, Merger Sub and the Company, setting forth the terms and conditions of the m...",
"CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF IMMUNOME, INC. It is hereby certified that: FIRST : The name of the corporation is Immunome, Inc. . SECOND : The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended by adding new Article IX as follows: IX.",
"CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF IMMUNOME, INC.",
"Immunome and Morphimmune Announce Successful Completion of Merger with"
08/14/2023    NVNT 8-K Certificate of designation filed, Entered into consulting agreement
Docs: "Share Exchange Agreement, by and among the Company, Dror Ortho-Design Ltd., and certain shareholders of Dror Ortho-Design Ltd",
"Amendment to the Share Exchange Agreement, by and among the Company, Dror Ortho-Design Ltd., and certain shareholders of Dror Ortho-Design Ltd",
"Amended and Restated Certificate of Incorporation of Dror Ortho-Design, Inc",
"Certificate of Designations of Preferences, Rights and Limitations of Series A Convertible Preferred Stock",
"Form of Class A Common Stock Purchase Warrant",
"EMPLOYMENT AGREEMENT",
"EMPLOYMENT AGREEMENT",
"INDEMNIFICATION AGREEMENT",
"Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)",
"INDEMNIFICATION AGREEMENT"
07/07/2023    CANN 8-K Entered into consulting agreement
Docs: "SETTLEMENT AGREEMENT",
"TERMINATION OF EMPLOYMENT AGREEMENT AND MUTUAL GENERAL RELEASE THIS TERMINATION OF EMPLOYMENT AGREEMENT AND MUTUAL GENERAL RELEASE is entered into as of July 1, 2023 , by and between Allyson Feiler Downing, an individual , and TREES Corporation, a Colorado corporation . WHEREAS, Employee has served as the Chief Marketing Officer of the Company pursuant to an Employment Agreement dated December 12, 2022 by and between the Company and Employee ; and WHEREAS, the parties wish to terminate the Employment Agreement and provide the mutual releases as set forth herein. NOW, THEREFORE, in consideration of the mutual promises, agreements and covenants contained herein, and for other valuable consideration, receipt of which is hereby acknowledged, the parties, intending to be legally bound, agree as...",
"TERMINATION OF EMPLOYMENT AGREEMENT AND MUTUAL GENERAL RELEASE THIS TERMINATION OF EMPLOYMENT AGREEMENT AND MUTUAL GENERAL RELEASE is entered into as of July 1, 2023 , by and between LOREE SCHWARTZ, an individual , and TREES Corporation, a Colorado corporation . WHEREAS, Employee has served as the Chief Marketing Officer of the Company pursuant to an Employment Agreement dated December 12, 2022 by and between the Company and Employee ; and WHEREAS, the parties wish to terminate the Employment Agreement and provide the mutual releases as set forth herein. NOW, THEREFORE, in consideration of the mutual promises, agreements and covenants contained herein, and for other valuable consideration, receipt of which is hereby acknowledged, the parties, intending to be legally bound, agree as follows...",
"215 Union Boulevard, Suite 415",
"CONSULTING AGREEMENT",
"Transition Services Agreement"
07/05/2023    AEL 8-K Entered into consulting agreement
Docs: "AGREEMENT AND PLAN OF MERGER by and among American Equity Investment Life Holding Company, Brookfield Reinsurance Ltd., Arches Merger Sub Inc., and, solely for the limited purposes set forth herein, Brookfield Asset Management Ltd. Dated as of July 4, 2023",
"AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT",
"SCHEDULE A",
"Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction"
06/01/2023    ****** 8-K Acquisition/merger/asset purchase announced, Entered into consulting agreement
Docs: "land and building lease agreement List Of EXHIBITS",
"Press Contact:"
05/18/2023    ALIM 8-K Entered into consulting agreement, Appointed a new director
Docs: "Exhibit 2.1 PRODUCT RIGHTS AGREEMENT between EyePoint Pharmaceuticals, Inc. and Alimera Sciences, Inc. May 17, 2023",
"RESOLVED, that a new Section 7 is hereby added to the Certificate of Designation as follows: consummate a Liquidation Transaction. SECOND: The foregoing amendments were duly adopted in accordance with the provisions of Section 103 and 242 of the DGCL. IN WITNESS WHEREOF, the Corporation has caused this Certificate of Amendment to be signed by its President and Chief Executive Officer on May 16, 2023. ALIMERA SCIENCES, INC.",
"In Witness Whereof, the Parties intending to be bound have caused this Commercial Supply Agreement to be executed by their duly authorized representatives as of the Effective Date. EYEPOINT PHARMACEUTICALS, INC. By: /s/ Nancy Lurker Name: Nancy Lurker Title: Chief Executive Officer ALIMERA SCIENCES, INC. By: /s/ Richard S. Eiswirth, Jr. Name: Richard S. Eiswirth, Jr. Title: Chief Executive Officer [Signature Page to Commercial Supply Agreement] EXHIBIT A PRODUCT SPECIFICATIONS [***] EXHIBIT B INITIAL ROLLING FORECAST [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***]",
"Exhibit 10.2",
"Alimera Acquires U.S. Commercial Rights to YUTIQ&#xAE"
03/27/2023    AMIH 8-K Entered into consulting agreement
Docs: "CYCLE EXCHANGE AGREEMENT",
"FIRST AMENDMENT TO CYCLE EXCHANGE AGREEMENT",
"COHEN EXCHANGE AGREEMENT",
"COHEN CONSULTING AGREEMENT",
"American International Holdings Corp. Completes Acquisition of Cycle Energy Corp. of Electra, Texas."
03/21/2023    ADTX 8-K Entered into consulting agreement
Docs: "FORM OF CONSULTING AGREEMENT"
03/20/2023    ****** 8-K Quarterly results
03/01/2023    IMRA 8-K Acquisition/merger/asset purchase announced, Entered into consulting agreement
Docs: "Certificate of Amendment to the Company’s Restated Certificate of Incorporation",
"Certificate of Amendment to the Company’s Restated Certificate of Incorporation",
"Contingent Value Rights Agreement between the Company and Rights Agent",
"November 10, 2022",
"February 14, 2020",
"Rahul Ballal Separation Agreement",
"March 15, 2022",
"ENLIVEN THERAPEUTICS, INC. Confirmatory Employment Letter",
"ENLIVEN THERAPEUTICS, INC. Confirmatory Employment Letter",
"Contingent Value Rights Agreement between the Company and Rights Agent"
02/06/2023    MCHX 8-K Entered into consulting agreement
Docs: "Marchex Appoints Edwin Miller as New CEO Ryan Polley, Chief Operating Officer, Also Promoted to the Role of President"
12/21/2022    OCX 8-K Quarterly results
12/14/2022    TCFC 8-K Quarterly results
12/14/2022    SHBI 8-K Quarterly results
11/23/2022    ****** 8-K Entered into consulting agreement
11/18/2022    FCBC 8-K Quarterly results
11/15/2022    QSP.UN 8-K Entered into consulting agreement
Docs: "STOCK PURCHASE AGREEMENT",
"Restaurants Brands International US Services LLC | 5707 Blue Lagoon Drive | Miami, FL 33126",
"RESTAURANT BRANDS INTERNATIONAL INC. AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN OPTION AWARD AGREEMENT",
"RESTAURANT BRANDS INTERNATIONAL INC. AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT",
"RESTAURANT BRANDS INTERNATIONAL INC. AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN RBI PERFORMANCE AWARD AGREEMENT",
"Restaurant Brands International Inc. Appoints Patrick Doyle as Executive Chairman to Accelerate Growth RBI Board of Directors believes Patrick Doyle’s appointment will unlock exceptional growth potential alongside current leadership"
11/15/2022    QSR 8-K Entered into consulting agreement
Docs: "STOCK PURCHASE AGREEMENT",
"Restaurants Brands International US Services LLC | 5707 Blue Lagoon Drive | Miami, FL 33126",
"RESTAURANT BRANDS INTERNATIONAL INC. AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN OPTION AWARD AGREEMENT",
"RESTAURANT BRANDS INTERNATIONAL INC. AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT",
"RESTAURANT BRANDS INTERNATIONAL INC. AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN RBI PERFORMANCE AWARD AGREEMENT",
"Restaurant Brands International Inc. Appoints Patrick Doyle as Executive Chairman to Accelerate Growth RBI Board of Directors believes Patrick Doyle’s appointment will unlock exceptional growth potential alongside current leadership"
11/09/2022    IMUN 8-K Quarterly results
11/08/2022    SBTX 8-K Entered into consulting agreement
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"AGREEMENT AND PLAN OF MERGER AND REORGANIZATION among: SILVERBACK THERAPEUTICS, INC., a Delaware corporation; SABRE MERGER SUB, INC., a Delaware corporation; and ARS PHARMACEUTICALS, INC.,",
"Certificate of Amendment to Amended and Restated Certificate of Incorporation of Silverback Therapeutics, Inc",
"Certificate of Merger",
"Warrant to purchase stock issued to Silicon Valley Bank, as amended on December 7, 2020",
"CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE AND CONFIDENTIAL. Confidential LICENSE AGREEMENT between ARS PHARMACEUTICALS, INC. and AEGIS THERAPEUTICS, LLC",
"CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE AND CONFIDENTIAL. COLLABORATION AND LICENSE AGREEMENT",
"CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE AND CONFIDENTIAL. Confidential COLLABORATION AND DISTRIBUTION AGREEMENT",
"Cover Page Interactive Data File (embedded within the Inline XBRL document",
"CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE AND CONFIDENTIAL.",
"9. Section 409A. It is intended that all of the severance benefits and other payments payable under this Agreement satisfy, to the greatest extent possible, the exemptions from the application of Code Section 409A provided under Treasury Regulations 1.409A-1, 1.409A-1 and 1.409A-1, and this Agreement will be construed to the greatest extent possible as consistent with those provisions, and to the extent not so exempt, this Agreement will be construed in a manner that complies with Section 409A. For purposes of Code Section 409A ), Executive's right to receive any installment payments under this Agreement shall be treated as a right to receive a series of separate payments and, accordingly, each installment payment hereunder shall at all times be considered a separate and distinct payment. ..."
10/14/2022    ****** 8-K Entered into consulting agreement
Docs: "Consulting Agreement, by and between the registrant and Richard Leggett",
"Press release"
09/21/2022    ACY 8-K Entered into consulting agreement
Docs: "TERMINATION AGREEMENT THIS TERMINATION AGREEMENT, dated as of September 16, 2022, is by and between Mega Matrix Corp. a Delaware Corporation , and Florence Ng . WHEREAS On October 1, 2021, the Company and the Employee entered into an employment agreement , pursuant to which the Employee was appointed as an executive director and general counsel. On October 1, 2021, Yucheng Hu has issued an undertaking, pursuant to which, as the CEO of the Company, undertook to procure the Company to pay for rent expense of Florence Ng, for a period of three years from October 1, 2021 . On November 1, 2021, the Company and the Employee entered into an amendment to the Employment Agreement , pursuant to which the Employee amended her title and responsibility from “General Counsel” to “VP of Operations and Bu...",
"CONSULTING AGREEMENT",
"CONSULTING AGREEMENT"
08/23/2022    FRTG 8-K Quarterly results
08/22/2022    CLSH 8-K Quarterly results
08/18/2022    ATIF 8-K Quarterly results
06/06/2022    LUB 8-K Quarterly results
06/01/2022    PAYM 8-K Quarterly results
04/28/2022    ****** 8-K Entered into consulting agreement
Docs: "Consulting Agreement, by and between Regnum Corp. and Robert J. Stubblefield"
03/22/2022    CYIM 8-K Entered into consulting agreement
Docs: "Agreement with Spire+"
03/14/2022    HEP 8-K Entered into consulting agreement
Docs: "Eighth Amended and Restated Master Throughput Agreement entered into and effective as of March 14, 2022, by and among HollyFrontier Refining & Marketing LLC, Sinclair Oil LLC and Holly Energy Partners – Operating, L.P",
"Twenty-Second Amended and Restated Omnibus Agreement entered into and effective as of March 14, 2022, by and among HF Sinclair Corporation, Holly Energy Partners, L.P., and certain of their respective subsidiaries",
"Seventh Amended and Restated Master Lease Agreement entered into and effective as of March 14, 2022, by and among certain subsidiaries of HF Sinclair Corporation and Holly Energy Partners, L.P",
"HollyFrontier and Holly Energy Partners Announce Completion of Transactions with The Sinclair Companies and Establishment of New Parent Company, HF Sinclair Corporation"
03/03/2022    HEB 8-K Quarterly results
02/28/2022    SVMK 8-K Quarterly results
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