CONFLUENCE INVESTMENT MANAGEMENT LLC [Rocket]

Holdings

CONFLUENCE INVESTMENT MANAGEMENT LLC

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
BERKLEY W R CORP	BER	Common	973,105	346,706	61,782,409,000	24,474,080,000	0.96	0.38	Hist	09/30/2023
PROGRESSIVE CORP/OH/	PGR	Common	1,263,862	47,658	176,055,919,000	15,067,038,000	2.72		Hist	09/30/2023
Keysight Technologies, Inc.	KEYS	COM	347,402	122,344	45,964,759,000	8,278,797,000	0.71	0.19	Hist	09/30/2023
iSHARES TRUST	IBMM	Common	267,141	255,213	6,862,852,000	6,555,587,000	0.11		Hist	09/30/2023
iSHARES TRUST	UAE	Common	615,087	87,668	14,663,681,000	2,111,102,000	0.23		Hist	09/30/2023
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.	CRL	Common	100,399	16,398	19,676,196,000	2,014,986,000	0.30	0.20	Hist	09/30/2023
GOLUB CAPITAL BDC, Inc.	GBDC	COM	351,835	40,231	5,161,419,000	954,765,000	0.08	0.21	Hist	09/30/2023
AGNC Investment Corp.	AGNC	REIT	211,958	100,000	2,000,884,000	866,749,000	0.03	0.03	Hist	09/30/2023
Invesco Exchange-Traded Self-Indexed Fund Trust		Common	260,498	34,200	6,419,895,000	814,494,000	0.10		Hist	09/30/2023
US BANCORP \DE\	USB	Common	2,083,432	22,171	68,878,261,000	774,211,000	1.07	0.14	Hist	09/30/2023
Hercules Capital, Inc.	HTGC	Common	387,190	149	6,357,660,000	629,453,000	0.10	0.27	Hist	09/30/2023
Barings BDC, Inc.	BBDC	Common	496,528	10,460	4,424,064,000	613,291,000	0.07	0.47	Hist	09/30/2023
GENERAL DYNAMICS CORP	GD	Common	91,970	249	20,322,568,000	588,803,000	0.31		Hist	09/30/2023
FRANKLIN STREET PROPERTIES CORP	FSP	COM	1,106,656	48,590	2,047,314,000	513,118,000	0.03		Hist	09/30/2023
Fidelity National Information Services, Inc.	FIS	Common	230,335	6,361	12,730,631,000	479,271,000	0.20	0.04	Hist	09/30/2023
SELECT SECTOR SPDR TRUST	XLE	SBI INT-ENERGY	35,790	807	3,235,013,000	395,419,000	0.05		Hist	09/30/2023
Sixth Street Specialty Lending, Inc.	TSLX	Common Stock	221,599	198	4,529,484,000	391,499,000	0.07	0.25	Hist	09/30/2023
iSHARES TRUST	IBDP	Common	360,948	14,184	8,926,256,000	388,914,000	0.14		Hist	09/30/2023
BlackRock TCP Capital Corp.	TCPC	COM	395,224	291	4,639,930,000	331,211,000	0.07	0.68	Hist	09/30/2023
CAPITAL SOUTHWEST CORP	CSWC	Common	96,395	139	2,207,445,000	309,277,000	0.03	0.24	Hist	09/30/2023
iSHARES TRUST	HYBB	Common	492,557	16,986	21,559,220,000	252,593,000	0.33		Hist	09/30/2023
New Mountain Finance Corp	NMFC	COM	375,382	3,154	4,861,197,000	230,681,000	0.08	0.37	Hist	09/30/2023
SPDR SERIES TRUST	XME	Put	77,696	1,638	4,079,032,000	213,785,000	0.06		Hist	09/30/2023
Goldman Sachs BDC, Inc.	GSBD	SHS	185,709	258	2,703,923,000	133,572,000	0.04	0.17	Hist	09/30/2023
Owl Rock Capital Corp	ORCC	Common	198,903	239	2,754,807,000	88,736,000	0.04	0.05	Hist	09/30/2023
MAIN STREET RESTAURANT GROUP, INC.	MAIN	CMN	129,166	71	5,248,015,000	80,342,000	0.08		Hist	09/30/2023
iSHARES TRUST	IBDQ	Common	149,040	3,275	3,632,105,000	78,354,000	0.06		Hist	09/30/2023
Oaktree Specialty Lending Corp	OCSL	Common	37,201	138	748,484,000	28,350,000	0.01		Hist	09/30/2023
FS KKR Capital Corp	FSK	COM	50,210	68	988,635,000	26,911,000	0.02	0.02	Hist	09/30/2023
Blackstone Secured Lending Fund	BXSL	COM	188,789	81	5,165,267,000	2,216,000	0.08	0.11	Hist	09/30/2023
iSHARES TRUST	IBMN	Common	61,455	21	1,602,746,000	-15,118,000	0.02		Hist	09/30/2023
World Gold Trust	GLDM	ETF	672,041	24,475	24,637,023,000	-28,766,000	0.38	0.44	Hist	09/30/2023
Portman Ridge Finance Corp	PTMN	COM	55,163	81	1,061,886,000	-39,203,000	0.02	0.58	Hist	09/30/2023
Sony Group Corp	SNE	ADR NEW	8,531	16	703,040,000	-63,651,000	0.01		Hist	09/30/2023
SHOPIFY INC.	SHOP	Common	9,325	224	508,865,000	-79,060,000	0.01		Hist	09/30/2023
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