ABNER HERRMAN & BROCK LLC [Rocket]

Holdings

ABNER HERRMAN & BROCK LLC

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
ADOBE INC.	ADBE	Common	33,871	32,046	17,271,000	16,379,000	2.65	0.01	Hist	09/30/2023
Walmart Inc.	WMT	Common	66,690	59,143	10,666,000	9,480,000	1.63	0.00	Hist	09/30/2023
BERKSHIRE HATHAWAY INC	BRK/B	Common	10,078	9,121	3,530,000	3,204,000	0.54	0.00	Hist	09/30/2023
SPDR S&P 500 ETF TRUST	SPY	Common	9,145	7,552	3,909,000	3,203,000	0.60		Hist	09/30/2023
TEXAS INSTRUMENTS INC	TXN	Common	14,384	10,176	2,287,000	1,529,000	0.35		Hist	09/30/2023
AUTOMATIC DATA PROCESSING INC	ADP	Common	58,716	838	14,126,000	1,405,000	2.16	0.01	Hist	09/30/2023
AMERICAN INTERNATIONAL GROUP, INC.	AIG	COM	99,014	17,450	6,000,000	1,307,000	0.92	0.01	Hist	09/30/2023
AMGEN INC	AMGN	Common	8,424	2,485	2,264,000	945,000	0.35		Hist	09/30/2023
UNITEDHEALTH GROUP INC	UNH	Common	24,359	210	12,282,000	675,000	1.88		Hist	09/30/2023
ELI LILLY & Co	LLY	Common	8,110	8	4,356,000	556,000	0.67	0.00	Hist	09/30/2023
AMAZON COM INC	AMZN	Common	151,964	4,627	19,318,000	111,000	2.96		Hist	09/30/2023
CHURCH & DWIGHT CO INC /DE/	CHD	Common	2,380	380	218,000	18,000	0.03		Hist	09/30/2023
CISCO SYSTEMS, INC.	CSCO	Common	4,146	2	223,000	9,000	0.03	0.00	Hist	09/30/2023
iSHARES TRUST	IVV	Common	535	20	230,000	0	0.04		Hist	09/30/2023
AT&T CORP	T	Common	11,038	38	166,000	-9,000	0.03		Hist	09/30/2023
QUALCOMM INC/DE	QCOM	Common	8,175	1	908,000	-65,000	0.14		Hist	09/30/2023
PROCTER & GAMBLE Co	PG	Common	36,393	832	5,308,000	-88,000	0.81	0.00	Hist	09/30/2023
HOME DEPOT, INC.	HD	Common	34,127	631	10,312,000	-93,000	1.58		Hist	09/30/2023
VISA INC.	V	CL A	14,733	1	3,389,000	-110,000	0.52		Hist	09/30/2023
THERMO FISHER SCIENTIFIC INC.	TMO	Common	18,750	159	9,491,000	-209,000	1.45	0.00	Hist	09/30/2023
BOEING CO	BA	Common	19,174	8	3,675,000	-372,000	0.56		Hist	09/30/2023
Air Products & Chemicals, Inc.	APD	Common	39,742	177	11,263,000	-588,000	1.73	0.02	Hist	09/30/2023
Salesforce, Inc.	CRM	Common	89,469	655	18,143,000	-620,000	2.78		Hist	09/30/2023
MORGAN STANLEY	MS	Common	195,735	823	15,986,000	-659,000	2.45		Hist	09/30/2023
DEERE & CO	DE	Common	35,529	96	13,408,000	-949,000	2.05	0.01	Hist	09/30/2023
ADVANCED MICRO DEVICES INC	AMD	Common	148,753	3,980	15,295,000	-1,196,000	2.34	0.01	Hist	09/30/2023
MICROSOFT CORP	MSFT	Common	79,432	550	25,081,000	-1,781,000	3.84	0.00	Hist	09/30/2023
ORACLE CORP	ORCL	Common	170,075	828	18,014,000	-2,142,000	2.76		Hist	09/30/2023
NETFLIX INC	NFLX	Common	43,939	511	16,591,000	-2,539,000	2.54		Hist	09/30/2023