| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/14/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Common Stock | 20.7k | $1.39 | $28.8k | | 08/14/2023 |
| 08/14/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Stock Option (Right to Buy) | 20.7k | $0.00 | $0 | | 08/14/2023 |
| 08/14/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Payment of Exercise | Common Stock | 4.4k | $6.61 | $28.8k | | 08/14/2023 |
| 02/21/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Common Stock | 14k | $1.39 | $19.5k | | 02/21/2023 |
| 02/21/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Payment of Exercise | Common Stock | 4.5k | $4.31 | $19.5k | | 02/21/2023 |
| 02/21/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Stock Option (Right to Buy) | 14k | $0.00 | $0 | | 02/21/2023 |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 185k | $3.85 | $712.2k | | 01/03/2023 |
| 01/03/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Payment of Exercise | Common Stock | 67.6k | $3.18 | $214.8k | | 01/03/2022 |
| 01/03/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Stock Option (Right to Buy) | 154.5k | $1.39 | $214.8k | | 01/03/2022 |
| 01/03/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 252.2k | $3.18 | $802.2k | | 01/03/2022 |
| 01/04/2021 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 211.2k | $3.74 | $789.7k | | 01/04/2021 |
| 06/05/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 280.9k | $1.39 | $390.5k | | 06/05/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 14k | $1.39 | $19.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 154.5k | $1.39 | $214.8k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 23.8k | $3.25 | $77.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 6k | $15.70 | $94.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 2.5k | $25.50 | $63.8k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 3.9k | $31.20 | $122.8k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 25k | $57.80 | $1.4M | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 20.7k | $3.00 | $62.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 14k | $3.70 | $51.9k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 154.5k | $3.70 | $571.8k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 23.8k | $1.39 | $33k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 6k | $1.39 | $8.3k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 2.5k | $1.39 | $3.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 3.9k | $1.39 | $5.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 25k | $1.39 | $34.8k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 20.7k | $1.39 | $28.8k | | 02/12/2020 |
| 12/17/2019 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Warrants (Right to Buy) | 20.4k | $1.10 | $22.4k | | 12/17/2019 |
| 12/17/2019 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Common Stock | 20.4k | $0.00 | $0 | | 12/17/2019 |
| 08/08/2019 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 23.8k | $3.25 | $77.2k | | 08/08/2019 |
| 01/02/2018 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 60k | $1.57 | $94.2k | | 01/02/2018 |
| 01/03/2017 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 25k | $2.55 | $63.8k | | 01/03/2017 |
| 06/02/2016 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 39.4k | $3.12 | $122.8k | | 06/02/2016 |
| 03/03/2015 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 250k | $5.78 | $1.4M | | 03/03/2015 |