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NUVEEN INVESTMENTS, INC (JNC)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
11/13/2007MacCarthy John LSr. VP, Sec'y, General CounselDispositionNon-qualified stock option46.9k$46.39$2.2M 11/13/2007
11/13/2007MacCarthy John LSr. VP, Sec'y, General CounselDispositionNon-qualified stock option10.2k$51.54$523.3k 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionClass A Common Stock301.2k$0.00$0 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option78.9k$11.85$935.4k 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option69.6k$12.50$870k 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option355.3k$12.00$4.3M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option194k$18.31$3.6M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option170k$27.12$4.6M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option440k$27.50$12.1M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option209.8k$25.89$5.4M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option269.7k$29.04$7.8M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option135.6k$38.01$5.2M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option342k$38.01$13M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option109.1k$44.58$4.9M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option122.2k$51.54$6.3M 11/13/2007
11/13/2007KULLBERG DUANE RDirectorDispositionClass A Common Stock9.2k$0.00$0 11/13/2007
11/13/2007DUCKWORTH CONNIE KDirectorDispositionClass A Common Stock1.9k$0.00$0 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionClass A Common Stock44.6k$0.00$0 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionClass A Common Stock12.3k$65.00$801.8k 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option10k$12.00$120k 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option30k$18.31$549.3k 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option60k$18.31$1.1M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option76k$27.12$2.1M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option130k$27.50$3.6M 11/13/2007
11/13/2007RICHTER GLENN RExecutive VP, CAO, and PFODispositionNon-qualified stock option12.7k$51.54$654.1k 11/13/2007
11/13/2007RICHTER GLENN RExecutive VP, CAO, and PFODispositionNon-qualified stock option44.4k$44.06$2M 11/13/2007
11/13/2007RICHTER GLENN RExecutive VP, CAO, and PFODispositionClass A Common Stock24.2k$0.00$0 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option80k$25.89$2.1M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option90k$29.04$2.6M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option35.3k$38.01$1.3M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option38k$38.01$1.4M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option25.1k$44.58$1.1M 11/13/2007
11/13/2007PALMORE RODERICK ADirectorDispositionClass A Common Stock5.8k$0.00$0 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option146.1k$51.54$7.5M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option48.4k$44.58$2.2M 11/13/2007
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