News + Filings Transactions
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BALL FREDERICK
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/05/2023 | ADVANCED ENERGY INDUSTRIES INC | AEIS | Grant | Common Stock | 2.3k | $0.00 | $0 | | 05/05/2023 |
| 05/09/2022 | ADVANCED ENERGY INDUSTRIES INC | AEIS | Grant | Common Stock | 2.7k | $0.00 | $0 | | 05/09/2022 |
| 03/28/2022 | FirstMark Horizon Acquisition Corp. | | Disposition | Class A common stock | 24.2k | $0.00 | $0 | | 03/28/2022 |
| 03/28/2022 | FirstMark Horizon Acquisition Corp. | | Exercise | Class B common stock | 30k | $0.00 | $0 | | 03/28/2022 |
| 04/30/2021 | ADVANCED ENERGY INDUSTRIES INC | AEIS | Grant | Common Stock | 1.8k | $0.00 | $0 | | 04/30/2021 |
| 04/30/2020 | ADVANCED ENERGY INDUSTRIES INC | AEIS | Grant | Common Stock | 3.5k | $0.00 | $0 | | 04/30/2020 |
| 06/04/2019 | ADVANCED ENERGY INDUSTRIES INC | AEIS | Grant | Common Stock | 3.5k | $51.87 | $181.5k | | 06/04/2019 |
| 06/04/2019 | ADVANCED ENERGY INDUSTRIES INC | AEIS | Grant | Common Stock | 3.5k | $51.87 | $181.5k | | 06/04/2019 |
| 02/01/2019 | ELECTRO SCIENTIFIC INDUSTRIES INC | ESIO | Disposition | Common Stock | 34.1k | $0.00 | $0 | | 02/01/2019 |
| 02/01/2019 | ELECTRO SCIENTIFIC INDUSTRIES INC | ESIO | Disposition | Common Stock | 68.9k | $30.00 | $2.1M | | 02/01/2019 |
| 02/01/2019 | SendGrid, Inc. | SEND | Disposition | Common Stock | 5.7k | $0.00 | $0 | | 02/01/2019 |
| 02/01/2019 | SendGrid, Inc. | SEND | Disposition | Stock Option (right to buy) | 30k | $5.48 | $164.4k | | 02/01/2019 |
| 08/09/2018 | ELECTRO SCIENTIFIC INDUSTRIES INC | ESIO | Grant | Common Stock | 5.5k | $0.00 | $0 | | 08/09/2018 |
| 05/31/2018 | SendGrid, Inc. | SEND | Grant | Common Stock | 5.7k | $0.00 | $0 | | 05/31/2018 |
| 05/03/2018 | ADVANCED ENERGY INDUSTRIES INC | AEIS | Grant | Common Stock | 6k | $61.48 | $368.9k | | 05/03/2018 |
| 11/10/2017 | ADVANCED ENERGY INDUSTRIES INC | AEIS | Sale | Common Stock | 4k | $83.51 | $334k | By 1998 Ball Family Trust | 11/10/2017 |
| 08/10/2017 | ELECTRO SCIENTIFIC INDUSTRIES INC | ESIO | Grant | Common Stock | 12k | $0.00 | $0 | | 08/10/2017 |
| 03/07/2016 | Marketo, Inc. | MKTO | Grant | Performance Shares | 5k | $0.00 | $0 | | 03/07/2016 |
| 03/07/2016 | Marketo, Inc. | MKTO | Grant | Common Stock | 5k | $0.00 | $0 | | 03/07/2016 |
| 02/17/2016 | Marketo, Inc. | MKTO | Sale | Common Stock | 8.3k | $15.32 | $127.8k | | 02/16/2016 |
| 02/17/2016 | Marketo, Inc. | MKTO | Grant | Common Stock | 28k | $0.00 | $0 | | 02/16/2016 |
| 02/17/2016 | Marketo, Inc. | MKTO | Grant | Performance Shares | 28k | $0.00 | $0 | | 02/16/2016 |
| 02/16/2016 | Marketo, Inc. | MKTO | Exercise | Performance Shares | 6k | $0.00 | $0 | | 02/16/2016 |
| 12/15/2015 | Marketo, Inc. | MKTO | Exercise | Non-Qualified Stock Option (right to buy) | 5k | $2.38 | $11.9k | | 12/15/2015 |
| 12/15/2015 | Marketo, Inc. | MKTO | Exercise | Non-Qualified Stock Option (right to buy) | 5k | $7.42 | $37.1k | | 12/15/2015 |
| 12/15/2015 | Marketo, Inc. | MKTO | Sale | Common Stock | 10k | $25.77 | $257.7k | | 12/15/2015 |
| 11/16/2015 | Marketo, Inc. | MKTO | Exercise | Non-Qualified Stock Option (right to buy) | 10k | $2.38 | $23.8k | | 11/16/2015 |
| 11/16/2015 | Marketo, Inc. | MKTO | Sale | Common Stock | 10k | $29.14 | $291.4k | | 11/16/2015 |
| 10/15/2015 | Marketo, Inc. | MKTO | Sale | Common Stock | 14.8k | $32.36 | $478.9k | | 10/15/2015 |
| 10/15/2015 | Marketo, Inc. | MKTO | Sale | Common Stock | 200 | $32.83 | $6.6k | | 10/15/2015 |
| 10/15/2015 | Marketo, Inc. | MKTO | Exercise | Non-Qualified Stock Option (right to buy) | 3k | $2.38 | $7.1k | | 10/15/2015 |
| 10/15/2015 | Marketo, Inc. | MKTO | Exercise | Non-Qualified Stock Option (right to buy) | 12k | $7.42 | $89.2k | | 10/15/2015 |
| 09/17/2015 | Marketo, Inc. | MKTO | Sale | Common Stock | 6.4k | $30.00 | $191.4k | | 09/17/2015 |
| 09/17/2015 | Marketo, Inc. | MKTO | Exercise | Non-Qualified Stock Option (right to buy) | 6.4k | $2.38 | $15.2k | | 09/17/2015 |
| 09/16/2015 | Marketo, Inc. | MKTO | Sale | Common Stock | 3.6k | $30.00 | $108.6k | | 09/15/2015 |
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