Rocket


News + Filings
Transactions
Holdings



Berman Bernard D

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
04/28/2022AFC BDC Inc. Other (acquisition)Common Stock25k$20.00$500k 04/28/2022
10/26/2017Fifth Street Asset Management Inc.FSAMPayment of ExerciseClass A Common Stock, $0.01 par value per share36.2k$4.00$144.7k 10/17/2017
10/26/2017Fifth Street Asset Management Inc.FSAMExerciseRestricted Stock Units70.6k$0.00$0 10/26/2017
10/26/2017Fifth Street Asset Management Inc.FSAMPayment of ExerciseClass A Common Stock, $0.01 par value per share30.3k$4.00$121.1k 10/26/2017
10/26/2017Fifth Street Asset Management Inc.FSAMPayment of ExerciseClass A Common Stock, $0.01 par value per share26.1k$4.00$104.4k 10/26/2017
10/17/2017Fifth Street Asset Management Inc.FSAMPayment of ExerciseClass A Common Stock, $0.01 par value per share42k$3.95$165.7k 10/17/2017
10/17/2017Fifth Street Asset Management Inc.FSAMExerciseRestricted Stock Units97.9k$0.00$0 10/17/2017
10/16/2017Fifth Street Asset Management Inc.FSAMExerciseHoldings LP Interests502.8k$0.00$0By Bernard D. Berman 2012 Trust10/16/2017
10/16/2017Fifth Street Asset Management Inc.FSAMDispositionClass B Common Stock, $0.01 par value per share1.5M$0.00$0 10/16/2017
10/16/2017Fifth Street Asset Management Inc.FSAMExerciseHoldings LP Interests988.7k$0.00$0 10/16/2017
03/10/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock2.5k$8.84$22.1k 03/09/2017
03/09/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock2.5k$8.70$21.7k 03/09/2017
03/03/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock600$9.02$5.4k 03/03/2017
03/03/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock100$8.86$886 03/03/2017
03/03/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock100$8.85$885 03/03/2017
03/03/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock200$8.87$1.8k 03/03/2017
02/10/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock5k$8.88$44.4k 02/10/2017
02/10/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock300$8.87$2.7k 02/10/2017
02/10/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock245$8.87$2.2k 02/10/2017
02/10/2017Oaktree Strategic Income CorpOCSIPurchaseCommon Stock4.5k$8.88$39.6k 02/10/2017
01/12/2017Fifth Street Asset Management Inc.FSAMGrantRestricted Stock Units97.9k$0.00$0 01/12/2017
01/04/2017Fifth Street Asset Management Inc.FSAMConversionHoldings LP Interests351.7k$0.00$0 01/04/2017
01/04/2017Fifth Street Asset Management Inc.FSAMConversionHoldings LP Interests181.4k$0.00$0See footnote01/04/2017
01/04/2017Fifth Street Asset Management Inc.FSAMConversionClass A Common Stock, $0.01 par value per share351.7k$0.00$0 01/04/2017
01/04/2017Fifth Street Asset Management Inc.FSAMConversionClass A Common Stock, $0.01 par value per share181.4k$0.00$0See footnote01/04/2017
01/04/2017Fifth Street Asset Management Inc.FSAMDispositionClass B Common Stock, $0.01 par value per share533.2k$0.00$0 01/04/2017
02/25/2016Oaktree Strategic Income CorpOCSIPurchaseCommon Stock12.5k$7.36$92k 02/24/2016
02/24/2016Oaktree Strategic Income CorpOCSIPurchaseCommon Stock14k$7.31$102.3k 02/24/2016
02/09/2016Oaktree Strategic Income CorpOCSIPurchaseCommon Stock10k$7.37$73.7k 02/08/2016
02/08/2016Oaktree Strategic Income CorpOCSIPurchaseCommon Stock10k$7.47$74.7k 02/08/2016
02/05/2016Oaktree Strategic Income CorpOCSIPurchaseCommon Stock10k$7.68$76.8k 02/04/2016
02/04/2016Oaktree Strategic Income CorpOCSIPurchaseCommon Stock10k$7.67$76.7k 02/04/2016
08/12/2015Oaktree Strategic Income CorpOCSIPurchaseCommon Stock300$9.01$2.7k 08/12/2015
08/12/2015Oaktree Strategic Income CorpOCSIPurchaseCommon Stock1.7k$9.01$15.3k 08/12/2015
05/20/2015Oaktree Strategic Income CorpOCSIPurchaseCommon Stock2k$10.00$20k 05/20/2015
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy