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UTSTARCOM HOLDINGS CORP. (UTSI)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
01/17/2014SOFTBANK AMERICA INC10% OwnerSaleOrdinary Shares4.9M$2.54$12.4MSee Footnote01/17/2014
06/24/2011Lu Ying (Jack)CEO & PresidentOther (disposition)Common Stock564.1k$0.00$0 01/31/2011
06/24/2011Lu Ying (Jack)CEO & PresidentOther (disposition)Restricted Stock Units300k$0.00$0 01/31/2011
06/24/2011Lu Ying (Jack)CEO & PresidentOther (disposition)Stock Option (right to buy)400k$2.10$840k 01/31/2011
06/24/2011LU HONG LIANGDirectorOther (disposition)Common Stock2.8M$0.00$0 06/24/2011
06/24/2011LU HONG LIANGDirectorOther (disposition)Common Stock229k$0.00$0Lu Family Limited Partnership06/24/2011
06/24/2011LU HONG LIANGDirectorOther (disposition)Common Stock80.8k$0.00$0Lu Charitable Remainder Trust06/24/2011
06/24/2011LU HONG LIANGDirectorOther (disposition)Common Stock49.2k$0.00$0Lu Family Trust06/24/2011
06/24/2011LU HONG LIANGDirectorOther (disposition)Stock Option (right to buy)46.1k$2.17$100k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Common Stock310.1k$0.00$0 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)288.5k$2.17$626k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)158.4k$2.09$331k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)146.9k$3.37$495k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)45.5k$2.90$132k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)19.9k$7.67$152.7k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)25k$7.98$199.5k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)20k$6.84$136.8k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)25k$16.34$408.5k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)12.5k$45.21$565.1k 06/24/2011
06/24/2011TOY THOMAS JDirectorOther (disposition)Stock Option (right to buy)13k$14.31$186.5k 06/24/2011
06/24/2011Cheng EdmondSenior VP and CFOOther (disposition)Common Stock310.7k$0.00$0 01/31/2011
06/24/2011Cheng EdmondSenior VP and CFOOther (disposition)Restricted Stock Unit100k$0.00$0 01/31/2011
06/24/2011Wong William Shiu KauDirectorOther (disposition)Stock Option (right to buy)80k$2.17$173.6k 06/24/2011
06/24/2011Du BaichuanDirectorOther (disposition)Stock Option (right to buy)80k$2.17$173.6k 06/24/2011
06/16/2011Lu Ying (Jack)CEO & PresidentSaleCommon Stock35.9k$1.53$54.9k 06/16/2011
01/31/2011Lu Ying (Jack)CEO & PresidentGrantCommon Stock300k$0.00$0 01/31/2011
01/31/2011Cheng EdmondSenior VP and CFOGrantCommon Stock100k$0.00$0 01/31/2011
01/31/2011Lu Ying (Jack)CEO & PresidentGrantRestricted Stock Units300k$0.00$0 01/31/2011
01/31/2011Lu Ying (Jack)CEO & PresidentGrantStock Option (right to buy)400k$2.10$840k 01/31/2011
09/30/2010LU HONG LIANGDirectorGrantCommon Stock23k$0.00$0 09/30/2010
09/30/2010LU HONG LIANGDirectorGrantStock Option (right to buy)46.1k$2.17$100k 09/30/2010
09/30/2010LU HONG LIANGDirectorGrantStock Option (right to buy)46.1k$2.17$100k 09/30/2010
09/30/2010LU HONG LIANGDirectorGrantCommon Stock23k$0.00$0 09/30/2010
09/30/2010LU HONG LIANGDirectorGrantCommon Stock23k$0.00$0 09/30/2010
09/30/2010LU HONG LIANGDirectorGrantStock Option (right to buy)46.1k$2.17$100k 09/30/2010
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