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Duff & Phelps Corp (DUF)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
04/23/2013
Gottdiener Noah
CEO and President
Other (disposition)
Class A common stock
732.4k
$15.55
$11.4M
04/23/2013
04/23/2013
SILVERMAN JACOB
Executive VP - Corp. Dev.
Disposition
Class A common stock
28k
$0.00
$0
04/23/2013
04/23/2013
SILVERMAN JACOB
Executive VP - Corp. Dev.
Other (disposition)
Class A common stock
207.6k
$15.55
$3.2M
04/23/2013
04/23/2013
Forman Edward
Executive VP, Gen. Cnsl., Sec.
Disposition
Class A common stock
22.6k
$0.00
$0
04/23/2013
04/23/2013
Forman Edward
Executive VP, Gen. Cnsl., Sec.
Other (disposition)
Class A common stock
80.2k
$15.55
$1.2M
04/23/2013
04/23/2013
MARSCHKE BRETT
Executive VP and COO
Disposition
Class A common stock
25.5k
$0.00
$0
04/23/2013
04/23/2013
MARSCHKE BRETT
Executive VP and COO
Other (disposition)
Class A common stock
130.2k
$15.55
$2M
04/23/2013
04/23/2013
Gottdiener Noah
CEO and President
Other (disposition)
Class A common stock
2k
$15.55
$31.8k
see footnote
04/23/2013
04/23/2013
Gottdiener Noah
CEO and President
Other (disposition)
Class A common stock
193k
$15.55
$3M
see footnote
04/23/2013
04/23/2013
Gottdiener Noah
CEO and President
Disposition
Class A common stock
59.7k
$0.00
$0
04/23/2013
04/23/2013
LOVELL JEFFREY
Director
Other (disposition)
Class A common stock
1.8M
$15.55
$28.3M
See footnotes
04/23/2013
04/23/2013
BELKE ROBERT
Director
Other (disposition)
Class A common stock
18.7k
$15.55
$291k
04/23/2013
04/23/2013
BELKE ROBERT
Director
Other (disposition)
Class A common stock
1.8M
$15.55
$28.3M
See footnotes
04/23/2013
04/23/2013
Calamari Peter
Director
Other (disposition)
Class A common stock
19.7k
$15.55
$306.6k
04/23/2013
04/23/2013
Carapezzi William R JR
Director
Other (disposition)
Class A common stock
21.2k
$15.55
$329.9k
04/23/2013
04/23/2013
KRITZMACHER JOHN A
Director
Other (disposition)
Class A common stock
7.9k
$15.55
$122.7k
04/23/2013
04/23/2013
LOVELL JEFFREY
Director
Other (disposition)
Class A common stock
18.7k
$15.55
$291k
04/23/2013
04/23/2013
KRUEGER HARVEY M
Director
Other (disposition)
Class A common stock
1.6k
$15.55
$25.5k
see footnote
04/23/2013
04/23/2013
Levy Sander M.
Director
Other (disposition)
Class A common stock
18.7k
$15.55
$291k
04/23/2013
04/23/2013
Levy Sander M.
Director
Other (disposition)
Class A common stock
961.8k
$15.55
$15M
see footnotes
04/23/2013
04/23/2013
PARIS GORDON A
Director
Other (disposition)
Class A common stock
5.6k
$15.55
$87.1k
04/23/2013
04/23/2013
KRUEGER HARVEY M
Director
Other (disposition)
Class A common stock
54.6k
$15.55
$849.6k
04/23/2013
04/23/2013
MATTHEWS NORMAN S
Director
Other (disposition)
Class A common stock
3.1k
$15.55
$48k
04/23/2013
03/11/2013
Puzzuoli Patrick Michael
EVP and CFO
Payment of Exercise
Class A common stock
2.8k
$15.52
$43k
03/11/2013
03/10/2013
SILVERMAN JACOB
Executive VP - Corp. Dev.
Payment of Exercise
Class A common stock
2.7k
$15.51
$41.8k
03/10/2013
03/10/2013
Gottdiener Noah
CEO and President
Payment of Exercise
Class A common stock
6.4k
$15.51
$99.9k
03/10/2013
03/10/2013
SILVERMAN JACOB
Executive VP - Corp. Dev.
Payment of Exercise
Class A common stock
2.7k
$15.51
$41.8k
03/10/2013
03/10/2013
MARSCHKE BRETT
Executive VP and COO
Payment of Exercise
Class A common stock
2.3k
$15.51
$35.3k
03/10/2013
03/10/2013
Forman Edward
Executive VP, Gen. Cnsl., Sec.
Payment of Exercise
Class A common stock
2k
$15.51
$30.9k
03/10/2013
03/02/2013
SILVERMAN JACOB
Executive VP - Corp. Dev.
Payment of Exercise
Class A common stock
2k
$15.55
$30.8k
03/01/2013
03/02/2013
MARSCHKE BRETT
Executive VP and COO
Payment of Exercise
Class A common stock
1.7k
$15.55
$26k
03/01/2013
03/02/2013
Gottdiener Noah
CEO and President
Payment of Exercise
Class A common stock
4.7k
$15.55
$73.5k
03/01/2013
03/01/2013
Gottdiener Noah
CEO and President
Payment of Exercise
Class A common stock
5.4k
$15.55
$84.1k
03/01/2013
03/01/2013
MARSCHKE BRETT
Executive VP and COO
Payment of Exercise
Class A common stock
1.5k
$15.55
$23.5k
03/01/2013
03/01/2013
SILVERMAN JACOB
Executive VP - Corp. Dev.
Payment of Exercise
Class A common stock
1.9k
$15.55
$29.1k
03/01/2013
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