| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 02/04/2023 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 42.3k | $3.16 | $133.8k | | 02/04/2023 |
| 01/01/2023 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 13.4k | $2.56 | $34.4k | | 01/01/2023 |
| 01/01/2023 | NEW YORK MORTGAGE TRUST INC | NYMT | Exercise | Restricted Stock Units | 54.2k | $0.00 | $0 | | 01/01/2023 |
| 01/01/2023 | NEW YORK MORTGAGE TRUST INC | NYMT | Exercise | Restricted Stock Units | 32.1k | $0.00 | $0 | | 01/01/2023 |
| 01/01/2023 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 21k | $2.56 | $53.8k | | 01/01/2023 |
| 01/27/2022 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Common Stock, par value $0.01 per share | 211.2k | $0.00 | $0 | | 01/27/2022 |
| 01/27/2022 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Common Stock, par value $0.01 per share | 206.3k | $0.00 | $0 | | 01/27/2022 |
| 01/01/2022 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 13.4k | $3.72 | $49.8k | | 01/01/2022 |
| 01/01/2022 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 21.6k | $3.72 | $80.4k | | 01/01/2022 |
| 01/01/2022 | NEW YORK MORTGAGE TRUST INC | NYMT | Exercise | Restricted Stock Units | 32.1k | $0.00 | $0 | | 01/01/2022 |
| 01/01/2022 | NEW YORK MORTGAGE TRUST INC | NYMT | Exercise | Restricted Stock Units | 54.2k | $0.00 | $0 | | 01/01/2022 |
| 02/13/2021 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 12.8k | $3.98 | $50.9k | | 02/13/2021 |
| 02/05/2021 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 15.7k | $3.99 | $62.6k | | 02/04/2021 |
| 02/04/2021 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 42.4k | $3.94 | $167.1k | | 02/04/2021 |
| 01/27/2021 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Common Stock, par value $0.01 per share | 141.4k | $0.00 | $0 | | 01/27/2021 |
| 01/27/2021 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Common Stock, par value $0.01 per share | 298.2k | $0.00 | $0 | | 01/27/2021 |
| 01/27/2021 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 117.9k | $3.82 | $450.5k | | 01/27/2021 |
| 01/27/2021 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Restricted Stock Units | 162.6k | $0.00 | $0 | | 01/27/2021 |
| 01/01/2021 | NEW YORK MORTGAGE TRUST INC | NYMT | Exercise | Restricted Stock Units | 32.1k | $0.00 | $0 | | 01/01/2021 |
| 01/01/2021 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 13k | $3.69 | $47.9k | | 01/01/2021 |
| 03/13/2020 | NEW YORK MORTGAGE TRUST INC | NYMT | Purchase | Common Stock, par value $0.01 per share | 32k | $4.02 | $128.6k | | 03/13/2020 |
| 03/10/2020 | NEW YORK MORTGAGE TRUST INC | NYMT | Purchase | Common Stock, par value $0.01 per share | 497 | $5.45 | $2.7k | | 03/10/2020 |
| 03/10/2020 | NEW YORK MORTGAGE TRUST INC | NYMT | Purchase | Common Stock, par value $0.01 per share | 49.5k | $5.46 | $270.3k | | 03/10/2020 |
| 02/13/2020 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 8.7k | $6.28 | $54.8k | | 02/13/2020 |
| 02/05/2020 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 15k | $6.36 | $95.1k | | 02/04/2020 |
| 02/04/2020 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Common Stock, par value $0.01 per share | 248.8k | $0.00 | $0 | | 02/04/2020 |
| 01/01/2020 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Restricted Stock Units | 96.3k | $0.00 | $0 | | 01/01/2020 |
| 05/16/2019 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 15.8k | $6.07 | $96k | | 05/16/2019 |
| 02/08/2019 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 22.8k | $6.34 | $144.7k | | 02/08/2019 |
| 02/05/2019 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Common Stock, par value $0.01 per share | 92k | $0.00 | $0 | | 02/05/2019 |
| 05/16/2018 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 16.1k | $6.17 | $99.2k | | 05/16/2018 |
| 02/16/2018 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Common Stock, par value $0.01 per share | 75k | $0.00 | $0 | | 02/16/2018 |
| 02/13/2018 | NEW YORK MORTGAGE TRUST INC | NYMT | Grant | Common Stock, par value $0.01 per share | 75k | $0.00 | $0 | | 02/13/2018 |
| 05/16/2017 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 17.3k | $6.12 | $105.8k | | 05/16/2017 |
| 02/18/2017 | NEW YORK MORTGAGE TRUST INC | NYMT | Payment of Exercise | Common Stock, par value $0.01 per share | 26.4k | $6.52 | $172.4k | | 02/13/2017 |
|