Nantahala Capital Management, LLC [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
06/03/2022	IMAGEWARE SYSTEMS INC	IWSY	Other (disposition)		2.6k	$0.06	$151.6	See Footnote	06/03/2022
06/03/2022	IMAGEWARE SYSTEMS INC	IWSY	Other (acquisition)		2.6k	$0.06	$151.6	See Footnote	06/03/2022
11/12/2020	IMAGEWARE SYSTEMS INC	IWSY	Other (acquisition)	Series D Convertible Preferred Stock	7.5k	$0.06	$437.2	See Footnote	11/12/2020
11/12/2020	IMAGEWARE SYSTEMS INC	IWSY	Other (disposition)		750	$1.00	$750	See Footnote	11/12/2020
11/12/2020	IMAGEWARE SYSTEMS INC	IWSY	Purchase		7.5k	$0.06	$437.2	See Footnote	11/12/2020
06/14/2019	FTD Companies, Inc.	FTD	Sale	Option (Right to buy)	2.5k	$2.50	$6.2k	See Footnotes	06/13/2019
06/14/2019	FTD Companies, Inc.	FTD	Sale	Common Stock par value $0.0001 per share	710.8k	$0.04	$27.7k	See footnotes (2)(3) below	06/13/2019
06/13/2019	FTD Companies, Inc.	FTD	Sale	Common Stock par value $0.0001 per share	3M	$0.05	$138k	See footnotes (2)(3) below	06/13/2019
04/23/2012	Sucampo Pharmaceuticals, Inc.	SCMP	Sale	Class A Common Stock	0	$8.25	$0	By Nantahala Capital Partners II LP	04/23/2012
04/23/2012	Sucampo Pharmaceuticals, Inc.	SCMP	Sale	Class A Common Stock	33.6k	$8.25	$277.4k	By Silver Creek C.S. SAV, L.L.C.	04/23/2012
04/23/2012	Sucampo Pharmaceuticals, Inc.	SCMP	Sale	Class A Common Stock	124.4k	$8.25	$1M	By Blackwell Partners, LLC	04/23/2012
04/23/2012	Sucampo Pharmaceuticals, Inc.	SCMP	Sale	Class A Common Stock	61.9k	$8.25	$510.7k	By Nantahala Capital Partners LP	04/23/2012