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SOLENO THERAPEUTICS INC (SLNO)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
10/02/2023Vivo Opportunity, LLC10% OwnerExercise (in-the-money or at-the-money)Tranche B Warrants (right to buy)5.2M$2.50$13MBy Vivo Opportunity Fund Holdings, L.P.10/02/2023
09/28/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock250k$20.00$5MSee Footnote09/26/2023
09/28/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchasePre-funded warrants (right to buy)250k$0.01$2.5kSee Footnote09/26/2023
09/28/2023Carlyle Group Inc.10% OwnerConversionCommon Stock329.9k$1.75$577.4kSee Footnotes09/28/2023
09/28/2023Carlyle Group Inc.10% OwnerConversionTranche A Warrants1.1M$1.75$1.9MSee Footnotes09/28/2023
09/28/2023Carlyle Group Inc.10% OwnerConversionPrefunded Warrants762.1k$0.01$7.6kSee Footnotes09/28/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock5.7k$7.65$43.6kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock13.7k$8.30$113.6kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock5.4k$9.52$51.6kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock37.9k$11.05$418.9kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock77.8k$11.81$919.3kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock42.8k$12.84$550kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock30.5k$13.92$424.7kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock3.3k$14.61$48.6kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock27.8k$16.00$444.3kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock75.5k$17.28$1.3MSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock52.7k$18.24$961.1kSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock88.7k$19.11$1.7MSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock118k$20.03$2.4MSee Footnote09/26/2023
09/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock36.9k$21.00$775.7kSee Footnote09/26/2023
09/26/2023Vivo Opportunity, LLC10% OwnerExercise (in-the-money or at-the-money)Tranche A Warrants (right to buy)3.2M$1.75$5.6MBy Vivo Opportunity Fund Holdings, L.P.09/26/2023
08/15/2023Pauls MatthewDirectorGrantStock option (right to buy)15k$4.60$69k 08/15/2023
06/06/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock200$5.93$1.2kSee Footnote06/02/2023
06/05/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock78.5k$5.98$469.2kSee Footnote06/02/2023
06/02/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock64.6k$5.93$383.3kSee Footnote06/02/2023
06/01/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock7.5k$5.59$41.9kSee Footnote05/30/2023
05/31/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock10k$5.28$52.8kSee Footnote05/30/2023
05/30/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchaseCommon Stock17.5k$5.34$93.4kSee Footnote05/30/2023
05/26/2023PERCEPTIVE ADVISORS LLC10% OwnerPurchase21085922.5k$5.27$118.6kSee Footnote05/24/2023
05/26/2023Mackaness James HCFOGrantCommon Stock29.1k$0.00$0 05/26/2023
05/26/2023Mackaness James HCFOGrantEmployee stock option (right to buy)87.3k$5.25$458.1k 05/26/2023
05/26/2023MARIO ERNESTDirectorGrantStock option (right to buy)10k$5.25$52.5k 05/25/2023
05/26/2023Harris William GDirectorGrantStock option (right to buy)10k$5.25$52.5k 05/25/2023
05/26/2023Anish BhatnagarCEOGrantCommon Stock160.6k$0.00$0 05/26/2023
05/26/2023Anish BhatnagarCEOGrantEmployee stock option (right to buy)481.8k$5.25$2.5M 05/26/2023
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