| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 07/05/2023 | MUSTANG BIO, INC. | MBIO | Grant | COMMON STOCK, PAR VALUE $0.0001 | 7.2k | $0.00 | $0 | | 07/05/2023 |
| 06/30/2023 | AVENUE THERAPEUTICS, INC. | ATXI | Grant | Employee stock option (right to buy) | 100k | $1.14 | $114k | | 06/30/2023 |
| 06/13/2023 | Checkpoint Therapeutics, Inc. | CKPT | Grant | COMMON STOCK | 17.5k | $0.00 | $0 | | 06/13/2023 |
| 07/29/2022 | MUSTANG BIO, INC. | MBIO | Grant | COMMON STOCK, PAR VALUE $0.0001 | 71.7k | $0.00 | $0 | | 07/29/2022 |
| 07/21/2022 | Journey Medical Corp | | Grant | Common Stock, par value $0.0001 per share | 14.2k | $0.00 | $0 | | 07/21/2022 |
| 06/16/2022 | Checkpoint Therapeutics, Inc. | CKPT | Grant | COMMON STOCK | 47.6k | $0.00 | $0 | | 06/16/2022 |
| 01/14/2022 | Journey Medical Corp | | Grant | COMMON STOCK | 30k | $0.00 | $0 | | 01/14/2022 |
| 12/17/2021 | AVENUE THERAPEUTICS, INC. | ATXI | Grant | Common Stock | 49k | $0.00 | $0 | | 12/17/2021 |
| 12/17/2021 | AVENUE THERAPEUTICS, INC. | ATXI | Grant | Common Stock | 20k | $0.00 | $0 | | 12/17/2021 |
| 06/28/2021 | MUSTANG BIO, INC. | MBIO | Grant | COMMON STOCK | 13.8k | $0.00 | $0 | | 06/28/2021 |
| 06/10/2021 | Checkpoint Therapeutics, Inc. | CKPT | Grant | COMMON STOCK | 16.5k | $0.00 | $0 | | 06/10/2021 |
| 05/06/2021 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 2.5k | $3.99 | $10k | | 05/06/2021 |
| 07/14/2020 | MUSTANG BIO, INC. | MBIO | Grant | Common Stock | 16.6k | $0.00 | $0 | | 07/14/2020 |
| 06/16/2020 | AVENUE THERAPEUTICS, INC. | ATXI | Grant | Common Stock | 10k | $0.00 | $0 | | 06/16/2020 |
| 06/05/2020 | Checkpoint Therapeutics, Inc. | CKPT | Grant | COMMON STOCK | 24.4k | $0.00 | $0 | | 06/05/2020 |
| 02/27/2020 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 2.4k | $8.20 | $19.7k | | 02/26/2020 |
| 02/26/2020 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 161 | $8.73 | $1.4k | | 02/26/2020 |
| 02/25/2020 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 10k | $9.31 | $93.1k | | 02/25/2020 |
| 08/28/2019 | MUSTANG BIO, INC. | MBIO | Grant | Common Stock | 13.8k | $0.00 | $0 | | 08/28/2019 |
| 08/27/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Grant | Common Stock | 10k | $0.00 | $0 | | 08/27/2019 |
| 06/18/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 2k | $5.83 | $11.7k | | 06/17/2019 |
| 06/17/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 3k | $5.88 | $17.6k | | 06/17/2019 |
| 06/13/2019 | Checkpoint Therapeutics, Inc. | CKPT | Grant | COMMON STOCK | 11.4k | $0.00 | $0 | | 06/13/2019 |
| 04/15/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 1000 | $4.52 | $4.5k | | 04/15/2019 |
| 03/29/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 1.4k | $5.11 | $7.2k | | 03/28/2019 |
| 03/28/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 600 | $5.11 | $3.1k | | 03/28/2019 |
| 02/25/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 5k | $5.46 | $27.3k | | 02/25/2019 |
| 02/13/2019 | NATIONAL HOLDINGS CORP | NHLD | Exercise | Restricted Stock Units | 25k | $0.00 | $0 | | 02/12/2018 |
| 02/13/2019 | NATIONAL HOLDINGS CORP | NHLD | Exercise | Restricted Stock Units | 7.1k | $0.00 | $0 | | 02/12/2018 |
| 02/12/2019 | NATIONAL HOLDINGS CORP | NHLD | Exercise | Restricted Stock Units | 25k | $0.00 | $0 | | 02/12/2018 |
| 02/12/2019 | NATIONAL HOLDINGS CORP | NHLD | Exercise | Restricted Stock Units | 3.5k | $0.00 | $0 | | 02/12/2018 |
| 02/05/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 1.8k | $5.77 | $10.7k | | 02/04/2019 |
| 02/04/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 7k | $5.91 | $41.4k | | 02/04/2019 |
| 01/30/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 650 | $5.91 | $3.8k | | 01/30/2019 |
| 01/29/2019 | AVENUE THERAPEUTICS, INC. | ATXI | Purchase | Common Stock | 8.6k | $5.91 | $50.5k | | 01/28/2019 |
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