NYBERG RONALD [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
08/27/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Other (acquisition)	Common Stock	566.6498	$0.36	$205.7	08/27/2018
08/27/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Other (acquisition)	Common Stock	868.1941	$0.50	$429.8	08/27/2018
02/02/2012	Guggenheim Equal Weight Enhanced Equity Income Fund	GEQ	Purchase	Common Shares	595	$18.57	$11k	02/02/2012
10/28/2011	Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust	GBAB	Purchase	Common	505	$19.82	$10k	10/28/2011