SMART MICHAEL A [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
09/03/2019	ADVENT CONVERTIBLE & INCOME FUND	AVK	Purchase	Common Stock	4.7k	$14.24	$66.9k	09/03/2019
04/12/2019	ADVENT CONVERTIBLE & INCOME FUND	AVK	Sale	Common Stock	367	$14.95	$5.5k	04/11/2019
04/11/2019	ADVENT CONVERTIBLE & INCOME FUND	AVK	Sale	Common Stock	1k	$15.00	$15.5k	04/11/2019
02/13/2019	ADVENT CONVERTIBLE & INCOME FUND	AVK	Sale	Common Stock	1.5k	$14.50	$21.8k	02/13/2019
12/28/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Sale	Common Stock	140	$12.43	$1.7k	12/28/2018
12/27/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Sale	Common Stock	260	$12.28	$3.2k	12/26/2018
12/26/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Sale	Common Stock	240	$12.27	$2.9k	12/26/2018
08/27/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Other (acquisition)	Common Stock	1.2k	$0.50	$612.9	08/27/2018
08/27/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Other (acquisition)	Common Stock	1.2k	$0.36	$421.7	08/27/2018
06/03/2010	ADVENT CONVERTIBLE & INCOME FUND	AVK	Sale	Common Stock	1000	$15.70	$15.7k	06/03/2010