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WORLD HEART CORP (WHRT)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
08/02/2012Hove Anders D10% OwnerDispositionCommon Stock6.2M$0.00$0By Funds08/02/2012
08/02/2012Hove Anders D10% OwnerDispositionWarrant (right to buy)2.1M$2.31$4.9MBy Funds08/02/2012
08/02/2012VENROCK ASSOCIATES V LP10% OwnerDispositionCommon Stock6.2M$0.00$0By Funds08/02/2012
08/02/2012VENROCK ASSOCIATES V LP10% OwnerDispositionWarrant (right to buy)2.1M$2.31$4.9MBy Funds08/02/2012
08/02/2012New Leaf Ventures II, L.P.10% OwnerDispositionCommon Stock6.1M$0.00$0 08/02/2012
08/02/2012New Leaf Ventures II, L.P.10% OwnerDisposition 2.3M$2.31$5.4M 08/02/2012
08/02/2012Delagardelle Jeani10% OwnerDispositionCommon Stock6.1M$0.00$0See Footnote08/02/2012
08/02/2012Delagardelle Jeani10% OwnerDisposition 2.3M$2.31$5.4MSee Footnote08/02/2012
08/02/2012Camber Capital Management LP10% OwnerSaleCommon Stock1.6M$89.79$147.2MSee Footnote10/14/2010
08/02/2012Camber Capital Management LP10% OwnerSaleWarrants1.6M$0.10$163.1kSee Footnote10/14/2010
09/01/2011BROWN MORGAN RExecutive VPGrantStock Option (Rt to buy)8.8k$0.44$3.9k 09/01/2011
06/30/2011BROWN MORGAN RExecutive VPGrantStock option (Rt to buy)51k$0.99$50.5k 06/30/2011
06/30/2011Martin John AlexanderPresident and CEOGrantStock option (Rt to buy)165k$0.99$163.4k 06/30/2011
06/30/2011Jassawalla Jal SExec. VP and CTOGrantStock option (Rt to buy)75k$0.99$74.2k 06/30/2011
06/29/2011Martin John AlexanderPresident and CEOGrantStock option (Rt to buy)165k$0.99$163.4k 06/30/2011
06/23/2011Delagardelle Jeani10% OwnerGrantStock option (Rt to buy)8k$1.00$8k 06/23/2011
06/23/2011MARXE AUSTIN WDirectorGrantStock option (Rt to buy)8k$1.00$8k 06/24/2011
06/23/2011Estes Michael SumnerDirectorGrantStock option (Rt to buy)8k$1.00$8k 06/23/2011
06/23/2011Garriock William CDirectorGrantStock option (Rt to buy)8k$1.00$8k 06/23/2011
06/23/2011Estes Michael SumnerDirectorGrantStock option (Rt to buy)16k$1.00$16k 06/23/2011
06/23/2011Hove Anders D10% OwnerGrantStock Option (right to buy)8k$1.00$8k 06/23/2011
06/23/2011Jones Eugene BDirectorGrantStock option (Rt to buy)8k$1.00$8k 06/23/2011
02/10/2011Jassawalla Jal SExec. VP and CTOGrantStock option (Rt to buy)59.4k$1.65$98k 02/10/2011
02/10/2011Jassawalla Jal SExec. VP and CTOGrantStock option (Rt to buy)10k$1.65$16.5k 02/10/2011
02/10/2011Woodard JohnSenior VP of Scientifc AffairsGrantStock option (Rt to buy)20k$1.65$33k 02/10/2011
02/10/2011BROWN MORGAN RExecutive VPGrantStock option (Rt to buy)25k$1.65$41.2k 02/10/2011
10/19/2010Delagardelle Jeani10% OwnerPurchaseWarrants (right to buy)2.3M$2.31$5.4MSee Footnote 210/19/2010
10/19/2010Delagardelle Jeani10% OwnerPurchaseCommon Stock2.3M$2.14$5MSee Footnote 210/19/2010
10/19/2010New Leaf Ventures II, L.P.10% OwnerPurchaseWarrants (right to buy)2.3M$2.31$5.4M 10/19/2010
10/19/2010New Leaf Ventures II, L.P.10% OwnerPurchaseCommon Stock2.3M$2.14$5M 10/19/2010
10/19/2010VENROCK ASSOCIATES V LP10% OwnerPurchaseCommon Stock Warrant (right to buy)2.1M$2.31$4.9MBy Fund10/19/2010
10/19/2010VENROCK ASSOCIATES V LP10% OwnerPurchaseCommon Stock2.1M$2.14$4.5MBy Fund10/19/2010
06/14/2010Woodard JohnSenior VP of Scientifc AffairsGrantStock option (Rt to buy)150k$2.28$342k 06/14/2010
06/10/2010MARXE AUSTIN WDirectorGrantStock option (Rt to buy)8k$2.27$18.2k 06/08/2010
06/10/2010Delagardelle Jeani10% OwnerGrantStock option (Rt to buy)8k$2.27$18.2k 06/08/2010
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