FRIEDRICH ROMAN III [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
05/07/2019	Guggenheim Credit Allocation Fund	GGM	Purchase	Common Stock	1.1k	$20.60	$21.8k	05/07/2019
05/07/2019	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	GOF	Purchase	Common Stock	1.1k	$20.17	$22k	05/07/2019
03/19/2019	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	GOF	Purchase	Common Stock	158	$19.65	$3.1k	03/19/2019
03/07/2019	Guggenheim Credit Allocation Fund	GGM	Purchase	Common Stock	1.1k	$21.20	$23.2k	03/07/2019
09/06/2018	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	GOF	Purchase	Common Stock	150	$22.19	$3.3k	09/06/2018
07/17/2018	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	GOF	Purchase	Common Stock	850	$21.35	$18.1k	07/17/2018
03/29/2018	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	GOF	Purchase	Common Stock	740	$20.20	$14.9k	03/29/2018
11/28/2017	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	GOF	Purchase	Common Stock	135	$21.64	$2.9k	11/28/2017
07/20/2017	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	GOF	Purchase	Common Stock	500	$21.07	$10.5k	07/20/2017
08/25/2016	Guggenheim Credit Allocation Fund	GGM	Purchase	Common Stock	452	$22.10	$10k	08/25/2016
08/28/2014	Guggenheim Credit Allocation Fund	GGM	Purchase	Common Stock	250	$24.27	$6.1k	08/28/2014
12/26/2013	Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust	GBAB	Sale		355	$19.66	$7k	02/23/2012
12/26/2013	GUGGENHEIM ENHANCED EQUITY STRATEGY FUND	GGE	Sale		147	$18.47	$2.7k	12/26/2013
12/26/2013	FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND	FMO	Sale		282	$25.30	$7.1k	12/26/2013
11/25/2013	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	GOF	Purchase	Common Stock	100	$21.48	$2.1k	11/25/2013
09/03/2013	Guggenheim Credit Allocation Fund	GGM	Purchase	Common Stock	200	$23.73	$4.7k	09/03/2013
04/16/2013	FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND	FMO	Purchase	Common Stock	270	$25.81	$7k	04/16/2013
02/23/2012	Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust	GBAB	Purchase		140	$21.93	$3.1k	02/23/2012