| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 07/19/2023 | BNY MELLON STRATEGIC MUNICIPALS, INC. | LEO | Other (disposition) | | 150 | $25,000.00 | $3.8M | By Subsidiary | 07/17/2023 |
| 07/18/2023 | BNY MELLON STRATEGIC MUNICIPALS, INC. | LEO | Other (disposition) | | 150 | $25,000.00 | $3.8M | By Subsidiary | 07/17/2023 |
| 07/17/2023 | BNY MELLON STRATEGIC MUNICIPALS, INC. | LEO | Other (disposition) | | 105 | $25,000.00 | $2.6M | By Subsidiary | 07/17/2023 |
| 05/22/2023 | Crescera Capital Acquisition Corp. | | Other (disposition) | Redeemable Warrants | 50.4k | $11.50 | $579.6k | By Subsidiary | 05/22/2023 |
| 02/21/2023 | Nuveen Intermediate Duration Municipal Term Fund | NID | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 1.8k | $0.00 | $0 | By Subsidiary | 02/21/2023 |
| 11/28/2022 | Nuveen Minnesota Quality Municipal Income Fund | NMS | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 30 | $0.00 | $0 | By Subsidiary | 11/28/2022 |
| 11/25/2022 | NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND | NAN | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 200 | $0.00 | $0 | By Subsidiary | 11/25/2022 |
| 11/16/2022 | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. | MNP | Sale | Auction Rate Preferred | 155 | $47,500.00 | $7.4M | By Subsidiary | 11/16/2022 |
| 11/16/2022 | WESTERN ASSET INTERMEDIATE MUNI FUND INC. | SBI | Sale | Auction Rate Preferred | 4 | $23,750.00 | $95k | By Subsidiary | 11/16/2022 |
| 11/14/2022 | NEUBERGER BERMAN MUNICIPAL FUND INC. | NBH | Other (acquisition) | Variable Rate Municipal Term Preferred Shares | 200 | $0.00 | $0 | By Subsidiary | 11/14/2022 |
| 10/25/2022 | Nuveen Intermediate Duration Quality Municipal Term Fund | NIQ | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 550 | $0.00 | $0 | By Subsidiary | 10/25/2022 |
| 08/15/2022 | NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. | NBW | Other (acquisition) | Variable Rate Municipal Term Preferred Shares | 38 | $0.00 | $0 | By Subsidiary | 08/15/2022 |
| 08/15/2022 | NEUBERGER BERMAN MUNICIPAL FUND INC. | NBH | Other (acquisition) | Variable Rate Municipal Term Preferred Shares | 47 | $0.00 | $0 | By Subsidiary | 08/15/2022 |
| 08/15/2022 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | Other (disposition) | Variable Rate Municipal Term Preferred Shares | 43 | $0.00 | $0 | By Subsidiary | 08/15/2022 |
| 04/11/2022 | BLACKROCK MUNICIPAL INCOME FUND, INC. | MUI | Other (acquisition) | Variable Rate Demand Preferred Shares | 2.7k | $0.00 | $0 | By Subsidiary | 04/11/2022 |
| 04/11/2022 | BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. | MUJ | Other (acquisition) | Variable Rate Demand Preferred Shares | 1.8k | $0.00 | $0 | By Subsidiary | 04/11/2022 |
| 04/11/2022 | BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND | MFL | Other (acquisition) | Variable Rate Demand Preferred Shares | 2.7k | $0.00 | $0 | By Subsidiary | 04/11/2022 |
| 04/08/2022 | PIMCO Flexible Municipal Income Fund | PMFLX | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares | 1000 | $0.00 | $0 | By Subsidiary | 04/08/2022 |
| 12/06/2021 | PIMCO Flexible Municipal Income Fund | PMFLX | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares | 250 | $0.00 | $0 | By Subsidiary | 12/06/2021 |
| 04/20/2021 | GABELLI DIVIDEND & INCOME TRUST | GDV | Other (disposition) | Auction Rate Preferred Shares | 6k | $0.00 | $0 | By Subsidiary | 04/20/2021 |
| 04/12/2021 | BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST | BSE | Other (acquisition) | Variable Rate Demand Preferred Shares | 405 | $0.00 | $0 | By Subsidiary | 04/12/2021 |
| 04/12/2021 | NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUND | NMY | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 1.8k | $0.00 | $0 | By Subsidiary | 04/12/2021 |
| 04/12/2021 | BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II | BFY | Other (acquisition) | Variable Rate Demand Preferred Shares | 444 | $0.00 | $0 | By Subsidiary | 04/12/2021 |
| 04/12/2021 | BLACKROCK NEW YORK MUNICIPAL INCOME TRUST | BNY | Other (acquisition) | Variable Rate Demand Preferred Shares | 849 | $0.00 | $0 | By Subsidiary | 04/12/2021 |
| 04/12/2021 | Nuveen Quality Municipal Income Fund | NAD | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 1.8k | $0.00 | $0 | By Subsidiary | 04/12/2021 |
| 03/30/2021 | BLACKROCK MUNIYIELD QUALITY FUND, INC. | MQY | Other (acquisition) | Variable Rate Demand Preferred Shares | 1.8k | $0.00 | $0 | By Subsidiary | 03/30/2021 |
| 10/23/2020 | Invesco Advantage Municipal Income Trust II | VKI | Other (acquisition) | Series 2015/6-VKI Variable Rate Muni Term Preferred Shares | 1000 | $0.00 | $0 | By Subsidiary | 10/23/2020 |
| 10/15/2020 | BNY Mellon Municipal Bond Infrastructure Fund, Inc. | DMB | Other (acquisition) | Variable Rate Muni Term Preferred Shares | 750 | $0.00 | $0 | By Subsidiary | 10/15/2020 |
| 10/01/2020 | BLACKROCK NEW YORK MUNICIPAL BOND TRUST | BQH | Other (acquisition) | Variable Rate Demand Preferred Shares | 221 | $0.00 | $0 | By Subsidiary | 10/01/2020 |
| 06/10/2020 | BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC. | MNE | Other (acquisition) | Variable Rate Demand Preferred Shares | 296 | $0.00 | $0 | By Subsidiary | 06/10/2020 |
| 05/28/2020 | Invesco California Value Municipal Income Trust | VCV | Other (acquisition) | Series 2015/6-VCV Variable Rate Muni Term Preferred Shares | 1000 | $0.00 | $0 | By Subsidiary | 05/28/2020 |
| 04/20/2020 | PIMCO Flexible Municipal Income Fund | PMFLX | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares | 250 | $0.00 | $0 | By subsidiary | 04/20/2020 |
| 03/13/2020 | PIMCO CORPORATE & INCOME OPPORTUNITY FUND | PTY | Purchase | | 1 | $15.21 | $15.2 | By Subsidiary | 03/13/2020 |
| 02/18/2020 | Nuveen Quality Municipal Income Fund | NAD | Other (acquisition) | MuniFund Preferred Shares | 720 | $0.00 | $0 | By Subsidiary | 02/18/2020 |
| 02/18/2020 | NUVEEN TEXAS QUALITY MUNICIPAL INCOME FUND | NTX | Other (acquisition) | Series A MuniFund Preferred Shares | 720 | $0.00 | $0 | By Subsidiary | 02/18/2020 |
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