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EMERGENT CAPITAL, INC. (EMGC)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
04/07/2021Evermore Global Advisors, LLC10% OwnerOther (disposition)Warrants (rights to buy) to purchase Common Stock2.9M$0.00$0By client04/07/2021
04/07/2021Evermore Global Advisors, LLC10% OwnerOther (disposition)Common Stock11.2M$0.00$0By client04/07/2021
04/07/2021Evermore Global Value Fund10% OwnerOther (disposition)Warrants (rights to buy) to purchase Common Stock4.3M$0.00$0 04/07/2021
04/07/2021Evermore Global Value Fund10% OwnerOther (disposition)Common Stock16.7M$0.00$0 04/07/2021
02/22/2021CURRY PATRICK JCEOPayment of ExerciseCommon Stock, par value $0.01 per share162.3k$0.25$40.3k 02/22/2021
01/27/2021CURRY PATRICK JCEOPayment of ExerciseCommon Stock, par value $0.01 per share98.8k$0.25$24.7k 01/27/2021
01/27/2020CURRY PATRICK JCEOGrantCommon Stock, par value $0.01 per share1000k$0.00$0 01/27/2020
12/23/2019KNAPP ROBERT CDirectorOther (acquisition)5.00% Senior Unsecured Convertible Notes due 20230$0.00$0See footnote12/23/2019
12/23/2019KNAPP ROBERT CDirectorOther (acquisition)5.00% Senior Unsecured Convertible Notes due 20230$0.00$0See footnote12/23/2019
12/23/2019KNAPP ROBERT CDirectorOther (disposition)Common Stock Purchase Warrant (right to buy)586.8k$0.00$0See footnote12/23/2019
12/23/2019KNAPP ROBERT CDirectorOther (acquisition)Common Stock Purchase Warrant (right to buy)3.8k$0.00$0See footnote12/23/2019
12/23/2019KNAPP ROBERT CDirectorOther (acquisition)Common Stock Purchase Warrant (right to buy)74k$0.00$0See footnote12/23/2019
12/23/2019KNAPP ROBERT CDirectorOther (disposition)5.00% Senior Unsecured Convertible Notes due 20230$0.00$0See footnote12/23/2019
12/21/2019MARTINEZ MIRIAMCFO and SecretaryPayment of ExerciseCommon Stock74.1k$0.20$14.7k 12/21/2019
12/21/2019MARTINEZ MIRIAMCFO and SecretaryExerciseRestricted Stock Units250k$0.00$0 12/21/2019
11/26/2019SIMONY JACKVP and CIOGiftCommon Stock150k$0.00$0 11/26/2019
10/30/2019SIMONY JACKVP and CIOPayment of ExerciseCommon Stock196.4k$0.20$38.3k 10/30/2019
10/30/2019SIMONY JACKVP and CIOExerciseRestricted Stock Units500k$0.00$0 10/30/2019
10/30/2019WERBLOWSKY HARVEY Z.VP, CLO and GCPayment of ExerciseCommon Stock98.2k$0.20$19.1k 10/30/2019
10/30/2019WERBLOWSKY HARVEY Z.VP, CLO and GCExerciseRestricted Stock Units250k$0.00$0 10/30/2019
09/30/2019Houk Matthew DDirectorOther (disposition)Common Stock, par value $0.01 per share2.5M$0.00$0See footnote09/30/2019
09/30/2019Houk Matthew DDirectorOther (disposition)Warrants (right to buy)600k$0.20$120kSee footnote09/30/2019
08/20/2019KNAPP ROBERT CDirectorSale5.00% Senior Unsecured Convertible Notes due 2023500k$305,000.00$152500MSee footnote08/20/2019
04/01/2019PATTERSON ROYDirectorOther (acquisition)Common Stock7.3M$0.00$0By River City Management LLC04/01/2019
12/22/2018MARTINEZ MIRIAMCFO and SecretaryPayment of ExerciseCommon Stock74.1k$0.09$6.5k 12/22/2018
12/22/2018MARTINEZ MIRIAMCFO and SecretaryExerciseRestricted Stock Units250k$0.00$0 12/22/2018
10/30/2018SIMONY JACKVP and CIOPayment of ExerciseCommon Stock196.4k$0.20$38.3k 10/30/2018
10/30/2018SIMONY JACKVP and CIOExerciseRestricted Stock Units500k$0.00$0 10/30/2018
10/30/2018WERBLOWSKY HARVEY Z.VP, CLO and GCPayment of ExerciseCommon Stock98.2k$0.20$19.1k 10/30/2018
10/30/2018WERBLOWSKY HARVEY Z.VP, CLO and GCExerciseRestricted Stock Units250k$0.00$0 10/30/2018
09/30/2018Sarachek Joseph E10% OwnerExerciseRestricted Stock Units400k$0.00$0 09/30/2018
09/26/2018CURRY PATRICK JCEOPurchaseCommon Stock, par value $0.01 per share2.5k$0.28$690By PJC Investments, LLC09/25/2018
09/26/2018CURRY PATRICK JCEOPurchaseCommon Stock, par value $0.01 per share12.5k$0.28$3.5kBy PJC Investments, LLC09/25/2018
09/26/2018CURRY PATRICK JCEOPurchaseCommon Stock, par value $0.01 per share2.5k$0.28$690By PJC Investments, LLC09/25/2018
09/26/2018CURRY PATRICK JCEOPurchaseCommon Stock, par value $0.01 per share10.5k$0.28$2.9kBy PJC Investments, LLC09/25/2018
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