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LIGHTING SCIENCE GROUP CORP (LSCG)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
06/30/2017HARKLEROAD DONALD RDirectorSaleCommon Stock270.3k$0.03$7.7k 06/30/2017
06/14/2017HARKLEROAD DONALD RDirectorSaleCommon Stock292.5k$0.02$5.7k 06/14/2017
06/12/2017HARKLEROAD DONALD RDirectorSaleCommon Stock201k$0.02$4.4kBy The Bristol Company06/12/2017
05/24/2017HARKLEROAD DONALD RDirectorSaleCommon Stock20k$0.04$894By The Bristol Company05/24/2017
05/08/2017COGUT CRAIG M10% OwnerGrantSeries J Convertible Preferred Stock10.6k$0.00$0See Footnotes05/08/2017
05/08/2017COGUT CRAIG M10% OwnerGrantCommon Stock Warrants (right to buy)10.6k$0.00$0See Footnotes05/08/2017
04/24/2017COGUT CRAIG M10% OwnerGrantCommon Stock Warrants (right to buy)4.4k$0.00$0See Footnotes04/24/2017
04/24/2017COGUT CRAIG M10% OwnerGrantSeries J Convertible Preferred Stock4.4k$0.00$0See Footnotes04/24/2017
02/03/2017COGUT CRAIG M10% OwnerOther (disposition)Option (right to buy)554.2k$0.27$150kSee Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerOther (acquisition)Option (right to buy)554.2k$0.16$90kSee Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerExercise (out-of-the-money)Option (right to buy)554.2k$0.16$90kSee Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerOther (disposition)Option (right to buy)45k$0.00$0See Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerOther (acquisition)Option (right to buy)45k$0.00$0See Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerExercise (out-of-the-money)Option (right to buy)45k$0.00$0See Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerExercise (out-of-the-money)Series H Convertible Preferred Stock45k$200.00$9MSee Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerExercise (out-of-the-money)Put Option (obligation to buy)5k$0.00$0See Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerExercise (out-of-the-money)Series H Convertible Preferred Stock5k$200.00$1000kSee Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerOtherPut Option (obligation to buy)12.5k$0.00$0See Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerPurchaseSeries H Convertible Preferred Stock19.5k$200.00$3.9MSee Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerPurchaseSeries H Convertible Preferred Stock24.5k$200.00$4.9MSee Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerGrantSeries J Convertible Preferred Stock7k$0.00$0See Footnotes02/03/2017
02/03/2017COGUT CRAIG M10% OwnerGrantCommon Stock Warrants (right to buy)7k$0.00$0See Footnotes02/03/2017
02/03/2017Riverwood Capital Partners L.P.10% OwnerOther (acquisition) 1$0.00$0See Footnotes02/03/2017
02/03/2017Riverwood Capital Partners L.P.10% OwnerOther (disposition) 1$0.00$0See Footnotes02/03/2017
02/03/2017Riverwood Capital Partners L.P.10% OwnerExercise (out-of-the-money) 1$0.00$0See Footnotes02/03/2017
01/27/2017COGUT CRAIG M10% OwnerGrantSeries J Convertible Preferred Stock3k$0.00$0See Footnotes01/27/2017
01/27/2017COGUT CRAIG M10% OwnerGrantCommon Stock Warrants (right to buy)3k$0.00$3See Footnotes01/27/2017
12/21/2016Denis Murphy MEVP & CFOGrantIncentive Stock Option (right to buy)3M$0.04$120k 12/21/2016
12/12/2016HARKLEROAD DONALD RDirectorSaleCommon Stock21.4k$0.02$329.4By The Bristol Company12/12/2016
11/21/2016COGUT CRAIG M10% OwnerGrantSeries J Convertible Preferred Stock5k$0.00$0See Footnotes11/21/2016
11/21/2016COGUT CRAIG M10% OwnerGrantCommon Stock Warrants (right to buy)5k$0.00$5See Footnotes11/21/2016
07/19/2016COGUT CRAIG M10% OwnerGrantSeries J Convertible Preferred Stock5k$0.00$0See Footnotes07/19/2016
07/19/2016COGUT CRAIG M10% OwnerGrantCommon Stock Warrants (right to buy)5k$0.00$5See Footnotes07/19/2016
05/26/2016COGUT CRAIG M10% OwnerGrantOption (right to buy)560.2k$0.07$39.2kSee Footnotes05/26/2016
05/26/2016HARKLEROAD DONALD RDirectorGrantNon-Qualified Stock Option (Right to Buy)240k$0.07$16.8k 05/26/2016
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