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Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
08/17/2023
Shaw John Joseph
Director
Sale
Common Stock
20.7k
$12.80
$265.2k
By the John Shaw Living Trust
08/16/2023
08/16/2023
Shaw John Joseph
Director
Sale
Common Stock
9.3k
$12.85
$119.3k
By the John Shaw Living Trust
08/16/2023
03/17/2022
SPECTOR BRUCE H
Director
Purchase
Common Stock
10k
$14.18
$141.8k
03/17/2022
01/26/2022
Shaw John Joseph
Director
Purchase
Common Stock
26k
$15.44
$401.3k
By the John Shaw Living Trust
01/25/2022
01/25/2022
Shaw John Joseph
Director
Purchase
Common Stock
4k
$15.34
$61.4k
By the John Shaw Living Trust
01/25/2022
09/15/2021
Sun Life Assurance Co of Canada
10% Owner
Purchase
Series C Mandatory Redeemable Preferred Stock
320k
$25.00
$8M
09/15/2021
09/15/2021
Sun Life Assurance Co of Canada
10% Owner
Purchase
Series C Mandatory Redeemable Preferred Stock
320k
$25.00
$8M
See Footnote 1.
09/15/2021
05/26/2020
Brufsky Seth J
President and CEO / Portfolio
Purchase
Common Stock
20k
$11.31
$226.3k
By The Seth J. Brufsky Living Trust
05/26/2020
01/16/2020
Shaw John Joseph
Director
Sale
Common Stock
5.2k
$15.78
$81.3k
By the John Shaw Living Trust
01/16/2020
10/15/2019
ARES CAPITAL MANAGEMENT II LLC
Sale
Common Stock
8.2k
$14.78
$121.5k
10/15/2019
12/24/2018
Brufsky Seth J
President and CEO / Portfolio
Purchase
Common Stock
10k
$13.39
$133.9k
By The Seth J. Brufsky Living Trust
12/24/2018
12/24/2018
SPECTOR BRUCE H
Director
Purchase
Common Stock
10k
$13.30
$133k
12/24/2018
12/04/2018
HUNT JAMES KELSO
Director
Purchase
Common Stock
2k
$14.77
$29.5k
By the Hunt Living Trust
12/04/2018
09/26/2018
SPECTOR BRUCE H
Director
Purchase
Common Stock
3.7k
$15.63
$58.1k
09/26/2018
09/26/2018
Shaw John Joseph
Director
Purchase
Common Stock
20k
$15.56
$311.1k
By the John Shaw Living Trust
09/26/2018
07/10/2018
Hall Daniel J
GC, CLO and Secretary
Purchase
Common Stock
2.5k
$16.00
$40k
07/10/2018
12/21/2016
HUNT JAMES KELSO
Director
Purchase
Common Stock
5k
$14.97
$74.8k
By the Hunt Living Trust
12/21/2016
12/16/2016
Shaw John Joseph
Director
Purchase
Common Stock
10k
$14.98
$149.8k
By the John Shaw Living Trust
12/16/2016
04/19/2016
Reiss M. Freddie
Director
Purchase
Common Stock
2.5k
$13.40
$33.5k
By the M. Freddie Reiss Living Trust
04/19/2016
10/28/2013
ARES CAPITAL MANAGEMENT II LLC
Purchase
Common Stock
7.5k
$18.06
$135.4k
10/24/2013
10/25/2013
ARES CAPITAL MANAGEMENT II LLC
Purchase
Common Stock
7.6k
$18.13
$137.8k
10/24/2013
10/24/2013
ARES CAPITAL MANAGEMENT II LLC
Purchase
Common Stock
6.1k
$18.13
$110k
10/24/2013
10/02/2013
Brufsky Seth J
President and CEO / Portfolio
Purchase
Common Stock
1000
$18.44
$18.4k
10/02/2013
07/25/2013
SACHS DAVID A
Director
Purchase
Common Stock
1000
$18.40
$18.4k
07/25/2013
06/19/2013
Brufsky Seth J
President and CEO / Portfolio
Purchase
Common Stock
2k
$19.02
$38k
06/19/2013
11/27/2012
Brufsky Seth J
President and CEO / Portfolio
Purchase
Common Stock
7.5k
$20.00
$150k
11/27/2012
11/27/2012
Erlanger Philip Robert
Director
Purchase
Common Stock
2.5k
$20.00
$50k
11/27/2012
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