Athene Holding Ltd (ATH) [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
02/24/2016	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.	CBA	Other (disposition)	Senior Secured Notes	2M	$0.00	$0	See footnote	02/16/2016
02/23/2016	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.	CBA	Other (disposition)	Senior Secured Notes	5.3M	$0.00	$0	See footnote	02/16/2016
02/16/2016	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.	CBA	Other (disposition)	Senior Secured Notes	6.4M	$0.00	$0	See footnote	02/16/2016
12/30/2015	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.	CBA	Other (disposition)	Senior Secured Notes	8.3M	$0.00	$0	See footnote	12/30/2015
10/09/2014	TORTOISE ENERGY INFRASTRUCTURE CORP	TYG	Purchase	Series E Mandatory Redeemable Preferred Stock	280k	$10.00	$2.8M	See footnote	06/23/2014
10/09/2014	TORTOISE ENERGY INFRASTRUCTURE CORP	TYG	Purchase	Series D Mandatory Redeemable Preferred Stock	480k	$10.00	$4.8M	See footnote	06/23/2014
06/23/2014	TORTOISE ENERGY INFRASTRUCTURE CORP	TYG	Other (acquisition)	Series C Mandatory Redeemable Preferred Stock	250k	$0.00	$0	See footnote	06/23/2014
06/23/2014	TORTOISE ENERGY INFRASTRUCTURE CORP	TYG	Other (acquisition)	Series C Mandatory Redeemable Preferred Stock	250k	$0.00	$0	See footnote	06/23/2014
05/09/2013	TORTOISE ENERGY INFRASTRUCTURE CORP	TYG	Purchase	Preferred B Stock	75k	$10.00	$750k	See footnote	05/09/2013