GONDOR CECILIA L [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
06/30/2023	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common Stock	348	$3.90	$1.4k		06/30/2023
03/31/2023	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common Stock	359	$3.70	$1.3k		03/31/2023
12/30/2022	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	312	$3.96	$1.2k		12/30/2022
09/30/2022	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	279	$4.25	$1.2k		09/30/2022
06/30/2022	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	381	$4.14	$1.6k		06/30/2022
06/17/2022	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Purchase	Common stock	1000	$3.85	$3.8k		06/17/2022
03/31/2022	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	318	$4.89	$1.6k		03/31/2022
12/31/2021	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common Stock	301	$5.28	$1.6k		12/31/2021
10/01/2021	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common Stock	268	$5.68	$1.5k		09/30/2021
03/19/2020	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Purchase	Common Stock	3k	$2.75	$8.2k		03/19/2020
06/07/2019	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Purchase	Common Stock	1000	$6.19	$6.2k		06/06/2019
06/06/2019	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Purchase	Common Stock	25	$6.18	$154.5		06/06/2019
12/12/2014	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Exercise (in-the-money or at-the-money)	Common Stock	188	$6.77	$1.3k		12/12/2014
12/04/2014	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Exercise (in-the-money or at-the-money)	Non-Transferrable Rights	2.7k	$6.77	$18.3k		12/04/2014
08/08/2011	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Purchase	The Herzfled Caribbean Basin Fund, Inc. common shares	1.8k	$6.11	$11k	by son	08/08/2011
01/15/2009	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	The Herzfled Caribbean Basin Fund, Inc. common shares	83	$4.99	$414.1	by son	08/08/2011
01/15/2009	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	The Herzfled Caribbean Basin Fund, Inc. common shares	109	$4.99	$543.9		08/08/2011