| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/14/2023 | Celularity Inc | CELU | Grant | Stock Option (Right to Buy) | 277.8k | $0.75 | $208.4k | | 06/14/2023 |
| 06/14/2023 | Celularity Inc | CELU | Grant | Class A Common Stock | 199.9k | $0.00 | $0 | | 06/14/2023 |
| 08/16/2022 | Celularity Inc | CELU | Grant | Stock Option (Right to Buy) | 250k | $2.99 | $747.5k | | 08/16/2022 |
| 08/16/2022 | Celularity Inc | CELU | Grant | Stock Option (Right to Buy) | 800k | $2.99 | $2.4M | | 08/16/2022 |
| 07/13/2022 | Celularity Inc | CELU | Grant | Class A Common Stock | 36.1k | $0.00 | $0 | | 07/13/2022 |
| 07/13/2022 | Celularity Inc | CELU | Grant | Stock Option (Right to Buy) | 54.2k | $4.15 | $224.7k | | 07/13/2022 |
| 09/09/2021 | Celularity Inc | CELU | Grant | Stock Option (Right to Buy) | 56.1k | $6.72 | $376.7k | | 09/09/2021 |
| 09/03/2021 | Sorrento Therapeutics, Inc. | SRNE | Exercise | Stock Options | 75k | $3.95 | $296.2k | | 09/03/2021 |
| 09/03/2021 | Sorrento Therapeutics, Inc. | SRNE | Exercise | Stock Options | 100k | $4.89 | $489k | | 09/03/2021 |
| 08/30/2021 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock option (right to buy) | 250k | $8.86 | $2.2M | | 08/30/2021 |
| 07/16/2021 | Celularity Inc | CELU | Grant | Deferred Compensation Award (Right to Buy) | 269k | $3.83 | $1M | | 07/16/2021 |
| 07/16/2021 | Celularity Inc | CELU | Grant | Stock Option (Right to Buy) | 384.3k | $3.70 | $1.4M | | 07/16/2021 |
| 06/15/2020 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock Options | 100k | $4.89 | $489k | | 06/15/2020 |
| 05/20/2020 | CONCENTRIX SREV, INC. | SREV | Purchase | Common Stock | 50k | $1.70 | $85k | | 05/20/2020 |
| 05/14/2020 | CONCENTRIX SREV, INC. | SREV | Grant | Common Stock | 100k | $0.00 | $0 | | 05/14/2020 |
| 03/05/2020 | CONCENTRIX SREV, INC. | SREV | Grant | Common Stock | 18k | $0.00 | $0 | | 03/05/2020 |
| 03/05/2020 | Sorrento Therapeutics, Inc. | SRNE | Purchase | Common Stock | 40k | $2.27 | $90.9k | | 03/05/2020 |
| 01/06/2020 | SEELOS THERAPEUTICS, INC. | APRI | Grant | Stock Option (right to buy) | 16k | $1.42 | $22.7k | | 01/06/2020 |
| 12/16/2019 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock Options | 75k | $3.95 | $296.2k | | 12/16/2019 |
| 06/06/2019 | ROCKWELL MEDICAL, INC. | RMTI | Grant | Common Stock | 21.6k | $0.00 | $0 | | 06/06/2019 |
| 06/06/2019 | ROCKWELL MEDICAL, INC. | RMTI | Grant | Stock Option (Right to Buy) | 22.5k | $4.15 | $93.2k | | 06/06/2019 |
| 05/08/2019 | Emmaus Life Sciences, Inc. | MYND | Grant | | 50k | $1.19 | $59.5k | | 05/08/2019 |
| 05/08/2019 | Emmaus Life Sciences, Inc. | MYND | Grant | EMPLOYEE STOCK OPTION (right to purchase | 100k | $1.19 | $119k | | 05/08/2019 |
| 03/20/2019 | SEELOS THERAPEUTICS, INC. | APRI | Grant | Stock Option (right to buy) | 16k | $2.33 | $37.3k | | 03/20/2019 |
| 03/20/2019 | SEELOS THERAPEUTICS, INC. | APRI | Grant | Stock Option (right to buy) | 24k | $2.33 | $55.9k | | 03/20/2019 |
| 10/08/2018 | Emmaus Life Sciences, Inc. | MYND | Grant | EMPLOYEE STOCK OPTION (right to purchase) | 48k | $1.38 | $66.2k | | 10/08/2018 |
| 09/24/2018 | Emmaus Life Sciences, Inc. | MYND | Grant | | 13.5k | $1.85 | $25k | | 09/24/2018 |
| 09/24/2018 | Emmaus Life Sciences, Inc. | MYND | Grant | Common Stock Purchase Warrant | 13.5k | $2.00 | $27k | | 09/24/2018 |
| 05/08/2018 | PROLUNG INC | LUNG | Grant | Employee Stock Option (right to buy) | 7.3k | $8.00 | $58.6k | | 05/08/2018 |
| 04/16/2018 | Emmaus Life Sciences, Inc. | MYND | Grant | Employee Stock Option (right to buy) | 50k | $1.99 | $99.5k | | 04/04/2018 |
| 04/16/2018 | Emmaus Life Sciences, Inc. | MYND | Grant | Employee Stock Option (right to buy) | 150k | $1.99 | $298.5k | | 04/04/2018 |
| 04/04/2018 | Emmaus Life Sciences, Inc. | MYND | Grant | Common Stock | 25k | $0.00 | $0 | | 04/04/2018 |
| 04/04/2018 | Emmaus Life Sciences, Inc. | MYND | Grant | Employee Stock Option (right to buy) | 75k | $1.55 | $116.2k | | 04/04/2018 |
| 04/04/2018 | Emmaus Life Sciences, Inc. | MYND | Grant | Common Stock | 25k | $0.00 | $0 | | 04/04/2018 |
| 04/04/2018 | Emmaus Life Sciences, Inc. | MYND | Grant | Employee Stock Option (right to buy) | 75k | $1.55 | $116.2k | | 04/04/2018 |
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