| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 10/04/2023 | First Wave BioPharma, Inc. | AZRX | Sale | Common Stock | 2.8k | $0.29 | $801.6 | | 10/04/2023 |
| 07/03/2023 | First Wave BioPharma, Inc. | AZRX | Sale | Common Stock | 3.3k | $1.54 | $5.2k | | 07/03/2023 |
| 05/31/2023 | Blue Water Biotech, Inc. | | Grant | Common Stock | 6.4k | $0.00 | $0 | | 05/31/2023 |
| 04/03/2023 | First Wave BioPharma, Inc. | AZRX | Sale | Common Stock | 3.3k | $2.50 | $8.4k | | 04/03/2023 |
| 03/06/2023 | Enochian Biosciences Inc | ENOB | Grant | Option to Purchase Common Stock | 64.7k | $1.16 | $75k | | 03/06/2023 |
| 01/03/2023 | First Wave BioPharma, Inc. | AZRX | Grant | Common Stock | 300k | $0.00 | $0 | | 01/03/2023 |
| 05/04/2022 | Blue Water Biotech, Inc. | | Grant | Stock Option | 50.6k | $6.45 | $326.2k | | 05/04/2022 |
| 01/03/2022 | First Wave BioPharma, Inc. | AZRX | Grant | Stock option (right to buy) | 150k | $1.45 | $217.5k | | 01/03/2022 |
| 06/30/2021 | First Wave BioPharma, Inc. | AZRX | Grant | Stock options (right to buy) | 900k | $0.85 | $765k | | 06/30/2021 |
| 06/30/2021 | First Wave BioPharma, Inc. | AZRX | Other (disposition) | Stock options (right to buy) | 900k | $0.85 | $765k | | 06/30/2021 |
| 03/06/2021 | Enochian Biosciences Inc | ENOB | Grant | | 19.9k | $3.77 | $75k | | 03/06/2021 |
| 03/05/2021 | MARIZYME, INC. | MRZM | Grant | | 125k | $1.25 | $156.2k | | 03/05/2021 |
| 07/16/2020 | First Wave BioPharma, Inc. | AZRX | Grant | Stock options (right to buy) | 1.2M | $0.85 | $1M | | 07/16/2020 |
| 07/16/2020 | First Wave BioPharma, Inc. | AZRX | Grant | Series B Convertible Preferred Stock | 12.987 | $0.00 | $0 | | 07/16/2020 |
| 07/16/2020 | First Wave BioPharma, Inc. | AZRX | Grant | Series B Warrants | 64.9k | $0.85 | $55.2k | | 07/16/2020 |
| 10/08/2019 | First Wave BioPharma, Inc. | AZRX | Grant | Common Stock | 200k | $0.00 | $0 | | 10/08/2019 |
| 10/08/2019 | First Wave BioPharma, Inc. | AZRX | Grant | Options | 300k | $0.52 | $156k | | 10/08/2019 |
| 08/22/2019 | Enochian Biosciences Inc | ENOB | Grant | | 9.2k | $6.25 | $57.3k | | 08/22/2019 |
| 09/19/2018 | Enochian Biosciences Inc | ENOB | Grant | | 5.2k | $5.74 | $30k | | 09/19/2018 |
| 01/03/2018 | Hepion Pharmaceuticals, Inc. | CTRV | Grant | Common Stock | 322.1k | $0.00 | $0 | | 01/03/2018 |
| 12/09/2017 | RespireRx Pharmaceuticals Inc. | CORX | Other (acquisition) | Common Stock Options (to purchase shares of Common Stock) | 38.1k | $1.45 | $55.3k | | 12/09/2017 |
| 07/06/2017 | Hepion Pharmaceuticals, Inc. | CTRV | Grant | Common Stock | 141.1k | $0.00 | $0 | | 07/06/2017 |
| 03/06/2017 | Hepion Pharmaceuticals, Inc. | CTRV | Grant | Stock Options | 313.9k | $1.48 | $464.6k | | 03/03/2017 |
| 03/03/2017 | Hepion Pharmaceuticals, Inc. | CTRV | Grant | Stock Options | 313.9k | $1.43 | $448.9k | | 03/03/2017 |
| 01/18/2017 | RespireRx Pharmaceuticals Inc. | CORX | Grant | Common Stock Options (to purchase shares of Common Stock) | 25k | $3.90 | $97.5k | | 01/18/2017 |
| 11/08/2016 | Probility Media Corp | PBYA | Grant | Common Stock | 75k | $0.79 | $59.2k | | 11/08/2016 |
| 10/27/2016 | Hepion Pharmaceuticals, Inc. | CTRV | Exercise | Stock Options | 16.7k | $1.50 | $25k | | 10/27/2016 |
| 06/13/2016 | Hepion Pharmaceuticals, Inc. | CTRV | Grant | Stock Options | 500k | $0.99 | $495k | | 06/13/2016 |
| 02/18/2016 | Hepion Pharmaceuticals, Inc. | CTRV | Purchase | Common Stock | 10k | $1.00 | $10k | | 02/18/2016 |