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ELLSWORTH GROWTH & INCOME FUND LTD (ECF)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
06/26/2023
GABELLI MARIO J
Director
Other (disposition)
Series B Cumulative Preferred Shares
25k
$10.00
$250k
Associated Capital Group, Inc.
06/26/2023
06/26/2023
GABELLI MARIO J
Director
Other (acquisition)
Series B Cumulative Preferred Shares
150k
$10.00
$1.5M
GGCP, Inc.
06/26/2023
06/26/2023
GABELLI MARIO J
Director
Other (disposition)
Series B Cumulative Preferred Shares
50k
$10.00
$500k
GPJ Retirement Partners
06/26/2023
06/26/2023
GABELLI MARIO J
Director
Other (disposition)
Series B Cumulative Preferred Shares
100k
$10.00
$1000k
MJG Associates
06/26/2023
07/01/2022
Dinsmore James Andrew
President
Purchase
Series B Cumulative Preferred Shares
3k
$10.00
$30k
07/01/2022
07/01/2022
GABELLI MARIO J
Director
Purchase
Series B Cumulative Preferred Shares
100k
$10.00
$1000k
Investment Partnerships
07/01/2022
07/01/2022
GABELLI MARIO J
Director
Purchase
Series B Cumulative Preferred Shares
200k
$10.00
$2M
GPJ Retirement Partners
07/01/2022
07/01/2022
GABELLI MARIO J
Director
Purchase
Series B Cumulative Preferred Shares
150k
$10.00
$1.5M
Associated Capital Group, Inc.
07/01/2022
07/01/2022
GABELLI MARIO J
Director
Purchase
Series B Cumulative Preferred Shares
150k
$10.00
$1.5M
GGCP, Inc.
07/01/2022
07/01/2022
GABELLI MARIO J
Director
Purchase
Series B Cumulative Preferred Shares
190k
$10.00
$1.9M
07/01/2022
07/12/2019
Nakamura Kuni
Director
Purchase
Common Shares
595
$10.40
$6.2k
Foundation
07/12/2019
07/11/2019
Nakamura Kuni
Director
Purchase
Common Shares
105
$10.32
$1.1k
Foundation
07/10/2019
07/10/2019
Nakamura Kuni
Director
Purchase
Common Shares
1.7k
$10.36
$17.6k
Foundation
07/10/2019
01/15/2019
Dinsmore James Andrew
President
Purchase
Common Shares
1.4k
$8.82
$11.9k
01/15/2019
02/05/2018
Bizzell Kinchen C
Director
Purchase
Common Shares
549
$9.10
$5k
02/05/2018
01/17/2018
Dinsmore James Andrew
President
Purchase
Common Shares
600
$9.59
$5.8k
01/17/2018
09/18/2017
Dinsmore James Andrew
President
Purchase
Series A Cumulative Preferred Shares
1000
$25.00
$25k
09/18/2017
09/18/2017
Nakamura Kuni
Director
Purchase
Series A Cumulative Preferred Shares
250
$25.00
$6.2k
09/18/2017
01/19/2017
Dinsmore James Andrew
President
Purchase
Common Shares
600
$8.52
$5.1k
01/19/2017
05/27/2016
Nakamura Kuni
Director
Purchase
Common Shares
3.2k
$7.75
$24.8k
05/27/2016
05/19/2016
Bizzell Kinchen C
Director
Purchase
Common Shares
655
$7.60
$5k
05/19/2016
04/26/2016
CONN JAMES P
Director
Purchase
Common Shares
1000
$7.80
$7.8k
04/26/2016
03/01/2016
Dinsmore James Andrew
President
Sale
Common Shares, Par Value $0.001
1.01
$7.24
$7.3
03/01/2016
12/29/2015
PLATT NICOLAS W
Director
Purchase
Common Shares
200
$7.75
$1.5k
12/29/2015
12/09/2015
MELARKEY MICHAEL J
Director
Purchase
Common Shares
2.6k
$7.69
$20k
Le Cle Investments
12/09/2015
11/09/2015
VANEKRIS ANTHONIE C
Director
Purchase
Common Shares
3k
$8.02
$24.1k
Trust account for son
11/09/2015
11/09/2015
VANEKRIS ANTHONIE C
Director
Purchase
Common Shares
3k
$8.02
$24.1k
Trust account for daughter
11/09/2015
09/28/2015
DINSMORE THOMAS H
Chairman and CEO
Purchase
Shares of Beneficial Interest
1.3k
$7.96
$10k
09/25/2015
09/28/2015
DINSMORE CAPITAL MANAGEMENT CO/NJ
Sale
Shares of Beneficial Interest
1.3k
$7.96
$10k
09/28/2015
09/25/2015
DINSMORE THOMAS H
Chairman and CEO
Other (disposition)
Shares of Beneficial Interest
1.7k
$0.00
$0
09/25/2015
03/25/2015
O'Keeffe Jane D
President
Other (disposition)
Shares of Beneficial Interest
2.1k
$0.00
$0
03/25/2015
07/09/2013
Bizzell Kinchen C
Director
Purchase
Shares of Beneficial Interest
650
$7.65
$5k
07/09/2013
06/24/2013
Dinsmore James Andrew
President
Purchase
Shares of Beneficial Interest
500
$7.48
$3.7k
06/24/2013
06/24/2013
O'Keeffe Jane D
President
Purchase
Shares of Beneficial Interest
2k
$7.40
$14.8k
06/24/2013
06/24/2013
DINSMORE THOMAS H
Chairman and CEO
Purchase
Shares of Beneficial Interest
400
$7.48
$3k
06/24/2013
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