Weiss Asset Management LP [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
05/14/2021	Legacy EJY, Inc.		Sale	Class A Ordinary Shares	150k	$9.86	$1.5M	See Footnote 1	05/14/2021
09/30/2020	Pfenex Inc.	PFNX	Other	Common Stock	801.4k	$12.00	$9.6M	See Footnote 2	09/30/2020
09/29/2020	Pfenex Inc.	PFNX	Sale	Common Stock	100k	$12.74	$1.3M	See Footnote 1	09/29/2020
06/05/2019	180 Life Sciences Corp.	KBLM	Other (disposition)	Common Stock, par value $0.0001 per share	310k	$10.42	$3.2M	See Footnote 3	06/05/2019
07/01/2016	KLR Energy Acquisition Corp.	ROSE	Sale	Class A common stock	10k	$10.00	$100k	See Footnote 1	07/01/2016
03/26/2012	WALKER INNOVATION INC.	WLKR	Sale	Common Stock	1.4M	$3.05	$4.2M	See Footnote 1	03/26/2012