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ROI Acquisition Corp. II (ROIQU)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
03/06/2015Baldwin Thomas JChairman and CEOSaleCommon Stock, par value $0.0001 per share43k$0.01$300.8 03/06/2015
03/06/2015De Perio Joseph AVice Chairman and PresidentSaleCommon Stock, par value $0.0001 per share43k$0.01$300.8 03/06/2015
03/06/2015Hall George E.Chief Investment OfficerSaleCommon Stock695.3k$0.01$4.9kSee Footnote03/06/2015
09/20/2013Hall George E.Chief Investment OfficerPurchaseSponsor Warrants8M$0.50$4MSee Footnote.06/28/2013
09/20/2013Hall George E.Chief Investment OfficerSaleSponsor Warrants8M$0.50$4MSee Footnote.06/28/2013
09/20/2013Hall George E.Chief Investment OfficerGrantSponsor Warrants8M$0.50$4MSee Footnote.06/28/2013
09/18/2013Hall George E.Chief Investment OfficerOther (disposition)Common Stock468.8k$0.00$0See Footnote.06/28/2013
09/17/2013Baldwin Thomas JChairman and CEOPurchaseWarrants10k$0.50$5k 09/17/2013
09/17/2013Baldwin Thomas JChairman and CEOPurchaseCommon Stock, par value $0.0001 per share10k$10.00$100k 09/17/2013
08/22/2013Hall George E.Chief Investment OfficerSaleCommon Stock343.8k$0.01$2.4kSee Footnote06/28/2013
06/28/2013Hall George E.Chief Investment OfficerGrantCommon Stock3.6M$0.01$25.2kSee Footnote.06/28/2013

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