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STONEGATE MORTGAGE CORP (SGM)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
05/31/2017Brown James10% OwnerDispositionCommon Stock Warrants238.7k$18.00$4.3MSee footnote05/31/2017
05/31/2017Brown James10% OwnerDispositionCommon Stock Warrants3.9k$18.00$70.3kSee footnote05/31/2017
05/31/2017Brown James10% OwnerDispositionCommon Stock7.2M$8.00$57.7MSee footnote05/31/2017
05/31/2017Levinson SamDirectorDispositionCommon Stock2M$8.00$15.9MSee footnote05/31/2017
05/31/2017Levinson SamDirectorDispositionStock Option (right to buy Common Stock)17.9k$18.00$323k 05/31/2017
05/31/2017Levinson SamDirectorDispositionCommon Stock Warrants35.2k$18.00$632.8kSee footnote05/31/2017
05/31/2017SMITH JAMES VCEO and PresidentDispositionCommon Stock170k$8.00$1.4M 05/31/2017
05/31/2017MUMPHREY J SCOTTDirectorDispositionCommon Stock320.9k$8.00$2.6M 05/31/2017
05/31/2017Landes SteveDirector, National SalesDispositionStock Option (right to buy Common Stock)89.7k$18.00$1.6M 05/31/2017
05/31/2017Landes SteveDirector, National SalesDispositionCommon Stock276.1k$8.00$2.2M 05/31/2017
05/31/2017Macke John F.EVP - Capital MarketsDispositionStock Option (right to buy Common Stock)80.8k$18.00$1.5M 05/31/2017
05/31/2017Macke John F.EVP - Capital MarketsDispositionCommon Stock20k$8.00$160k 05/31/2017
05/31/2017Mirro Richard A.DirectorDispositionStock Option (right to buy Common Stock)101.5k$3.97$402.9k 05/31/2017
05/31/2017Mirro Richard A.DirectorDispositionCommon Stock28.4k$8.00$226.8k 05/31/2017
05/31/2017Bhatt Kevin10% OwnerDispositionCommon Stock Warrants238.7k$18.00$4.3MSee footnote05/31/2017
05/31/2017Bhatt Kevin10% OwnerDispositionCommon Stock Warrants3.9k$18.00$70.3kSee footnote05/31/2017
05/31/2017Bhatt Kevin10% OwnerDispositionCommon Stock7.2M$8.00$57.7MSee footnote05/31/2017
05/31/2017Kress David E JrSecretary and General CounselDispositionCommon Stock1.2k$8.00$10k 05/31/2017
08/15/2016Mirro Richard A.DirectorGrantCommon Stock15.7k$3.81$60k 08/15/2016
08/15/2016KRAEMER RICHARD ADirectorGrantCommon Stock15.7k$3.81$60k 08/15/2016
08/15/2016Long Ridge Equity Partners, LLC10% OwnerGrantCommon Stock31.5k$3.81$120kSee Note 108/15/2016
08/15/2016MUMPHREY J SCOTTDirectorGrantCommon Stock15.7k$3.81$60kSee Footnote08/15/2016
08/15/2016SMITH JAMES VCEO and PresidentGrantCommon Stock100k$3.81$381k 08/15/2016
08/15/2016Levinson SamDirectorGrantCommon Stock15.7k$3.81$60kSee Footnote08/15/2016
04/19/2016Macke John F.EVP - Capital MarketsGrantCommon Stock20k$5.84$116.8k 04/19/2016

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