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STONEGATE MORTGAGE CORP (SGM)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
05/31/2017
Brown James
10% Owner
Disposition
Common Stock Warrants
238.7k
$18.00
$4.3M
See footnote
05/31/2017
05/31/2017
Brown James
10% Owner
Disposition
Common Stock Warrants
3.9k
$18.00
$70.3k
See footnote
05/31/2017
05/31/2017
Brown James
10% Owner
Disposition
Common Stock
7.2M
$8.00
$57.7M
See footnote
05/31/2017
05/31/2017
Levinson Sam
Director
Disposition
Common Stock
2M
$8.00
$15.9M
See footnote
05/31/2017
05/31/2017
Levinson Sam
Director
Disposition
Stock Option (right to buy Common Stock)
17.9k
$18.00
$323k
05/31/2017
05/31/2017
Levinson Sam
Director
Disposition
Common Stock Warrants
35.2k
$18.00
$632.8k
See footnote
05/31/2017
05/31/2017
SMITH JAMES V
CEO and President
Disposition
Common Stock
170k
$8.00
$1.4M
05/31/2017
05/31/2017
MUMPHREY J SCOTT
Director
Disposition
Common Stock
320.9k
$8.00
$2.6M
05/31/2017
05/31/2017
Landes Steve
Director, National Sales
Disposition
Stock Option (right to buy Common Stock)
89.7k
$18.00
$1.6M
05/31/2017
05/31/2017
Landes Steve
Director, National Sales
Disposition
Common Stock
276.1k
$8.00
$2.2M
05/31/2017
05/31/2017
Macke John F.
EVP - Capital Markets
Disposition
Stock Option (right to buy Common Stock)
80.8k
$18.00
$1.5M
05/31/2017
05/31/2017
Macke John F.
EVP - Capital Markets
Disposition
Common Stock
20k
$8.00
$160k
05/31/2017
05/31/2017
Mirro Richard A.
Director
Disposition
Stock Option (right to buy Common Stock)
101.5k
$3.97
$402.9k
05/31/2017
05/31/2017
Mirro Richard A.
Director
Disposition
Common Stock
28.4k
$8.00
$226.8k
05/31/2017
05/31/2017
Bhatt Kevin
10% Owner
Disposition
Common Stock Warrants
238.7k
$18.00
$4.3M
See footnote
05/31/2017
05/31/2017
Bhatt Kevin
10% Owner
Disposition
Common Stock Warrants
3.9k
$18.00
$70.3k
See footnote
05/31/2017
05/31/2017
Bhatt Kevin
10% Owner
Disposition
Common Stock
7.2M
$8.00
$57.7M
See footnote
05/31/2017
05/31/2017
Kress David E Jr
Secretary and General Counsel
Disposition
Common Stock
1.2k
$8.00
$10k
05/31/2017
08/15/2016
Mirro Richard A.
Director
Grant
Common Stock
15.7k
$3.81
$60k
08/15/2016
08/15/2016
KRAEMER RICHARD A
Director
Grant
Common Stock
15.7k
$3.81
$60k
08/15/2016
08/15/2016
Long Ridge Equity Partners, LLC
10% Owner
Grant
Common Stock
31.5k
$3.81
$120k
See Note 1
08/15/2016
08/15/2016
MUMPHREY J SCOTT
Director
Grant
Common Stock
15.7k
$3.81
$60k
See Footnote
08/15/2016
08/15/2016
SMITH JAMES V
CEO and President
Grant
Common Stock
100k
$3.81
$381k
08/15/2016
08/15/2016
Levinson Sam
Director
Grant
Common Stock
15.7k
$3.81
$60k
See Footnote
08/15/2016
04/19/2016
Macke John F.
EVP - Capital Markets
Grant
Common Stock
20k
$5.84
$116.8k
04/19/2016
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