| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 11.9k | $3.85 | $45.7k | | 01/03/2023 |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 80k | $3.85 | $308k | | 01/03/2023 |
| 01/03/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 84.1k | $3.18 | $267.4k | | 01/03/2022 |
| 01/04/2021 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 95.7k | $3.74 | $357.9k | | 01/04/2021 |
| 06/05/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 104.9k | $1.39 | $145.8k | | 06/05/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 2.5k | $25.50 | $63.8k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 5k | $31.20 | $156k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 3k | $57.80 | $173.4k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 18.9k | $3.70 | $70k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 14k | $1.39 | $19.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 3.5k | $1.39 | $4.9k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 2.5k | $1.39 | $3.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 5k | $1.39 | $7k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 3k | $1.39 | $4.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 18.9k | $1.39 | $26.3k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 14k | $3.25 | $45.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 3.5k | $15.70 | $55k | | 02/12/2020 |
| 08/08/2019 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 14k | $3.25 | $45.5k | | 08/08/2019 |
| 01/02/2018 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 35k | $1.57 | $55k | | 01/02/2018 |
| 01/03/2017 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 25k | $2.55 | $63.8k | | 01/03/2017 |
| 06/02/2016 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 50k | $3.12 | $156k | | 06/02/2016 |