| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/12/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Stock Option (Right to Buy) | 41.5k | $1.39 | $57.7k | | 05/12/2023 |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 135k | $3.85 | $519.8k | | 01/03/2023 |
| 01/03/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 377.8k | $3.18 | $1.2M | | 01/03/2022 |
| 01/04/2021 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 458.7k | $3.74 | $1.7M | | 01/04/2021 |
| 07/27/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Common Stock | 41.5k | $3.70 | $153.5k | | 07/27/2020 |
| 07/27/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Stock Option (Right to Buy) | 41.5k | $0.00 | $0 | | 07/27/2020 |
| 07/27/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Payment of Exercise | Common Stock | 15.7k | $9.81 | $153.5k | | 07/27/2020 |
| 06/05/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 368.4k | $1.39 | $512.1k | | 06/05/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 25k | $1.39 | $34.8k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 10k | $1.39 | $13.9k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 20k | $1.39 | $27.8k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 41.5k | $1.39 | $57.7k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 25k | $3.25 | $81.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 10k | $15.70 | $157k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 20k | $25.50 | $510k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 25k | $57.80 | $1.4M | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 41.5k | $3.00 | $124.5k | | 02/12/2020 |
| 08/08/2019 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 25k | $3.25 | $81.2k | | 08/08/2019 |
| 01/02/2018 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 100k | $1.57 | $157k | | 01/02/2018 |
| 03/16/2016 | CAPRICOR THERAPEUTICS, INC. | CAPR | Purchase | Warrants (Right to Buy) | 5.1k | $4.50 | $22.8k | | 03/16/2016 |
| 03/16/2016 | CAPRICOR THERAPEUTICS, INC. | CAPR | Purchase | Common Stock | 10.2k | $2.40 | $24.4k | | 03/16/2016 |