| Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
| 09/22/2023 | RAICH JEFFREY | Co-President, MD | Grant | 2018 Incentive RSUs | 229.59 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | RAICH JEFFREY | Co-President, MD | Grant | 2019 Incentive RSUs | 474.23 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Cantor Eric | Vice Chairman, MD | Grant | 2018 Incentive RSUs Granted in 2018 (Quarterly Awards) | 18.84 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Cantor Eric | Vice Chairman, MD | Grant | 2018 Incentive RSUs | 144.56 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Cantor Eric | Vice Chairman, MD | Grant | 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) | 64.93 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Cantor Eric | Vice Chairman, MD | Grant | 2019 Incentive RSUs | 260.37 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Cantor Eric | Vice Chairman, MD | Grant | 2020 Incentive RSUs | 269.44 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Cantor Eric | Vice Chairman, MD | Grant | 2021 Incentive RSUs | 338.75 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Cantor Eric | Vice Chairman, MD | Grant | 2022 Incentive RSUs | 531.05 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | MOELIS KENNETH | Chairman, CEO | Grant | 2018 Incentive RSUs | 406.01 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | MOELIS KENNETH | Chairman, CEO | Grant | 2019 Long Term Incentive Award | 1.5k | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | CRAIN ELIZABETH | COO | Grant | 2018 Incentive RSUs | 79.94 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | CRAIN ELIZABETH | COO | Grant | 2019 Incentive RSUs | 265.02 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | CRAIN ELIZABETH | COO | Grant | 2020 Incentive RSUs | 197.22 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | CRAIN ELIZABETH | COO | Grant | 2020 Long Term Incentive Award | 134.71 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | ALLISON JOHN A | Director | Grant | 2022 Annual Restricted Stock Units | 25.06 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | ALLISON JOHN A | Director | Grant | 2022 Annual Restricted Stock Units | 4.22 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | ALLISON JOHN A | Director | Grant | 2023 Annual Restricted Stock Units | 31.41 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | ALLISON JOHN A | Director | Grant | 2023 Elective Restricted Stock Units | 17.19 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Worrell Laila | Director | Grant | 2022 Annual Restricted Stock Units | 10.7 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | WATANABE OSAMU R. | General Counsel, Secretary | Grant | 2018 Incentive RSUs | 45.51 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | WATANABE OSAMU R. | General Counsel, Secretary | Grant | 2019 Incentive RSUs | 111.58 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | WATANABE OSAMU R. | General Counsel, Secretary | Grant | 2020 Incentive RSUs | 81.01 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | WATANABE OSAMU R. | General Counsel, Secretary | Grant | 2021 Incentive RSUs | 101.86 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | WATANABE OSAMU R. | General Counsel, Secretary | Grant | 2022 Incentive RSUs | 121.38 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Callesano Christopher | Principal Accounting Officer | Grant | 2019 Incentive RSUs | 18.62 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Callesano Christopher | Principal Accounting Officer | Grant | 2020 Incentive RSUs | 16.17 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Callesano Christopher | Principal Accounting Officer | Grant | 2021 Incentive RSUs | 18.63 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Callesano Christopher | Principal Accounting Officer | Grant | 2022 Incentive RSUs | 36.71 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | SIMON JOSEPH | CFO | Grant | 2018 Incentive RSUs | 70.15 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | SIMON JOSEPH | CFO | Grant | 2019 Incentive RSUs | 188.77 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | SIMON JOSEPH | CFO | Grant | 2020 Incentive RSUs | 165.25 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Worrell Laila | Director | Grant | 2022 Annual Restricted Stock Units | 4.67 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Worrell Laila | Director | Grant | 2023 Annual Restricted Stock Units | 31.41 | $0.00 | $0 | | 09/22/2023 |
| 09/22/2023 | Worrell Laila | Director | Grant | 2023 Elective Restricted Stock Units | 17.19 | $0.00 | $0 | | 09/22/2023 |
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