| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 02/03/2023 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Purchase | Common Stock | 7.9k | $15.84 | $125.5k | | 02/03/2023 |
| 02/03/2023 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Purchase | Common Stock | 18.4k | $15.84 | $291.8k | | 02/03/2023 |
| 02/03/2023 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Purchase | Common Stock | 16.2k | $15.84 | $256.8k | | 02/03/2023 |
| 12/22/2022 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Sale | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 182 | $24.90 | $4.5k | | 12/22/2022 |
| 12/22/2022 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Sale | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 45 | $24.88 | $1.1k | | 12/22/2022 |
| 12/22/2022 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Sale | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 598 | $24.87 | $14.9k | | 12/22/2022 |
| 12/22/2022 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Sale | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 21 | $24.85 | $521.8 | | 12/22/2022 |
| 12/22/2022 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Sale | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 1.7k | $24.83 | $41.6k | | 12/22/2022 |
| 12/22/2022 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Sale | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 4k | $24.82 | $98.7k | | 12/22/2022 |
| 12/22/2022 | RiverNorth Capital & Income Fund, Inc. | RMPLX | Sale | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 595 | $24.81 | $14.8k | | 12/22/2022 |
| 12/07/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 4k | $17.73 | $70.9k | | 12/07/2022 |
| 12/07/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 1.8k | $17.51 | $31.5k | | 12/07/2022 |
| 12/07/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 900 | $17.63 | $15.9k | | 12/07/2022 |
| 12/07/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 300 | $17.54 | $5.3k | | 12/07/2022 |
| 12/07/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 209 | $17.52 | $3.7k | | 12/07/2022 |
| 12/07/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 100 | $17.53 | $1.8k | | 12/07/2022 |
| 12/05/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 1.6k | $17.51 | $27.9k | | 12/05/2022 |
| 12/05/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 100 | $17.50 | $1.8k | | 12/05/2022 |
| 12/05/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 1.5k | $17.49 | $26.3k | | 12/05/2022 |
| 12/05/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 700 | $17.59 | $12.3k | | 12/05/2022 |
| 12/05/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 100 | $17.53 | $1.8k | | 12/05/2022 |
| 12/05/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 1.3k | $17.31 | $22.5k | | 12/05/2022 |
| 12/05/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 100 | $17.27 | $1.7k | | 12/05/2022 |
| 12/05/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 5 | $17.28 | $86.4 | | 12/05/2022 |
| 12/05/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 100 | $17.30 | $1.7k | | 12/05/2022 |
| 12/02/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 100 | $17.48 | $1.7k | | 12/02/2022 |
| 12/02/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 100 | $17.34 | $1.7k | | 12/02/2022 |
| 12/02/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 3.9k | $17.43 | $68k | | 12/02/2022 |
| 12/02/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 1.6k | $17.33 | $28.6k | | 12/02/2022 |
| 12/02/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 186 | $17.44 | $3.2k | | 12/02/2022 |
| 12/01/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 380 | $17.80 | $6.8k | | 12/01/2022 |
| 12/01/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 2.4k | $17.84 | $42.6k | | 12/01/2022 |
| 12/01/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 1.4k | $17.82 | $24.9k | | 12/01/2022 |
| 12/01/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 700 | $17.83 | $12.5k | | 12/01/2022 |
| 11/30/2022 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 1000 | $17.20 | $17.2k | | 11/30/2022 |
|