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Great Elm Capital Corp. (GECC)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
08/15/2023COHEN RICHARD MDirectorPurchaseCommon Stock2.6k$9.47$24.7kBy Spouse08/15/2023
05/19/2023Great Elm Group, Inc.10% OwnerOther (disposition)Common Stock37.3k$0.00$0 05/19/2023
05/12/2023Kuperschmid MarkDirectorPurchaseCommon Stock2k$8.01$16kBy Benmark Investments LLC05/12/2023
05/12/2023Kuperschmid MarkDirectorPurchaseCommon Stock300$8.01$2.4k 05/12/2023
05/12/2023Kuperschmid MarkDirectorPurchaseCommon Stock2.7k$8.02$21.7k 05/12/2023
03/10/2023Kaplan Matthew DCEO and PresidentPurchaseCommon Stock1.1k$9.29$10.2k 03/10/2023
03/09/2023Kaplan Matthew DCEO and PresidentPurchaseCommon Stock1.7k$9.41$15.8k 03/07/2023
03/08/2023Kaplan Matthew DCEO and PresidentPurchaseCommon Stock2.2k$9.46$20.8k 03/07/2023
03/07/2023Kaplan Matthew DCEO and PresidentPurchaseCommon Stock5k$9.13$45.8k 03/07/2023
01/03/2023Great Elm Group, Inc.10% OwnerOther (disposition)Common Stock73.2k$0.00$0Great Elm Opportunities Fund I, LP12/30/2022
12/30/2022Great Elm Group, Inc.10% OwnerOther (disposition)Common Stock372.5k$0.00$0Forest Investments, Inc.12/30/2022
12/22/2022Great Elm Group, Inc.10% OwnerOther (disposition)Common Stock1.9k$8.31$15.5k 08/30/2022
12/07/2022Great Elm Group, Inc.10% OwnerOther (disposition)Common Stock200k$10.00$2M 08/30/2022
09/26/2022Great Elm Group, Inc.10% OwnerOther (disposition)Common Stock10.1k$8.66$87.6k 08/30/2022
09/24/2022Davis KeriCFOOther (acquisition)Common Stock23$0.00$0 09/20/2022
09/20/2022Davis KeriCFOOther (acquisition)Common Stock5.9k$0.00$0 09/20/2022
09/20/2022Great Elm Group, Inc.10% OwnerOther (disposition)Common Stock9.9k$10.18$101.3k 08/30/2022
08/30/2022Great Elm Group, Inc.10% OwnerOther (disposition)Common Stock50k$12.19$609.5k 08/30/2022
06/15/2022Kaplan Matthew DCEO and PresidentExerciseSubscription Rights1000$12.50$12.5k 06/15/2022
06/15/2022Great Elm Group, Inc.10% OwnerOther (acquisition)Common Stock185.9k$12.50$2.3M 06/15/2022
06/15/2022Great Elm Group, Inc.10% OwnerOther (acquisition)Common Stock400k$12.50$5MForest Investments, Inc.06/15/2022
06/15/2022Great Elm Group, Inc.10% OwnerExerciseSubscription Rights1000k$12.50$12.5M 06/15/2022
06/15/2022Great Elm Group, Inc.10% OwnerExerciseSubscription Rights400k$12.50$5MForest Investments, Inc.06/15/2022
06/15/2022Kuperschmid MarkDirectorExerciseSubscription Rights6k$12.50$74.8kBy Benmark Investments LLC06/15/2022
06/15/2022Kleinman Adam MCCO and SecretaryExerciseSubscription Rights4k$12.50$50k 06/15/2022
06/15/2022Drapkin Matthew ADirectorOther (acquisition)Common Stock40k$12.50$500kSee Footnote06/15/2022
06/15/2022Drapkin Matthew ADirectorExerciseSubscription Rights131.6k$12.50$1.6MSee Footnote06/15/2022
06/15/2022Drapkin Matthew ADirectorExerciseSubscription Rights47.3k$12.50$591.7kSee Footnote06/15/2022
06/15/2022Drapkin Matthew ADirectorExerciseSubscription Rights48.2k$12.50$602.4kSee Footnote06/15/2022
06/15/2022Drapkin Matthew ADirectorExerciseSubscription Rights1.3k$12.50$16.4k 06/15/2022
06/15/2022Drapkin Matthew ADirectorExerciseSubscription Rights309$12.50$3.9kSee Footnote06/15/2022
05/25/2022Drapkin Matthew ADirectorPurchaseCommon Stock946$12.41$11.7kSee Footnote05/25/2022
05/25/2022Drapkin Matthew ADirectorPurchaseCommon Stock1.6k$12.41$19.8kSee Footnote05/25/2022
05/25/2022Drapkin Matthew ADirectorPurchaseCommon Stock4.8k$12.41$59.5kSee Footnote05/25/2022
05/11/2022Great Elm Group, Inc.10% OwnerOther (disposition)Common Stock100k$12.50$1.2M 05/11/2022
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