| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 12/22/2017 | First Eagle Private Credit, LLC | NEWS | Disposition | Stock Option (Right to Buy) | 10k | $10.11 | $101.1k | | 12/22/2017 |
| 12/22/2017 | First Eagle Private Credit, LLC | NEWS | Disposition | Common Stock | 126.5k | $0.00 | $0 | | 12/22/2017 |
| 01/01/2016 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 388 | $17.02 | $6.6k | | 01/01/2016 |
| 12/11/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 308.62 | $17.38 | $5.4k | | 12/11/2015 |
| 11/10/2015 | First Eagle Private Credit, LLC | NEWS | Purchase | Common Stock | 300 | $9.75 | $2.9k | | 11/10/2015 |
| 11/10/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Purchase | Common Stock | 300 | $19.81 | $5.9k | | 11/10/2015 |
| 10/01/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 3k | $13.25 | $40k | | 10/01/2015 |
| 09/10/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 398.44 | $13.50 | $5.4k | | 09/10/2015 |
| 09/10/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 397.37 | $13.50 | $5.4k | | 09/10/2015 |
| 07/01/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 1.6k | $25.15 | $40k | | 07/01/2015 |
| 06/23/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Exercise | Option (right to buy) | 5.7k | $17.44 | $99.3k | | 06/23/2015 |
| 06/23/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Payment of Exercise | Common Stock | 3.9k | $25.27 | $99.3k | | 06/23/2015 |
| 06/11/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 2.7k | $0.00 | $0 | | 06/11/2015 |
| 06/05/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 195.46 | $27.44 | $5.4k | | 06/05/2015 |
| 05/12/2015 | First Eagle Private Credit, LLC | NEWS | Exercise | Stock Option (right to buy) | 313 | $6.40 | $2k | | 05/12/2015 |
| 05/12/2015 | First Eagle Private Credit, LLC | NEWS | Grant | Common Stock | 9.3k | $0.00 | $0 | | 05/12/2015 |
| 04/01/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 1.3k | $30.14 | $40k | | 04/01/2015 |
| 01/02/2015 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 2k | $20.29 | $40k | | 01/02/2015 |
| 10/01/2014 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 2.5k | $15.76 | $40k | | 10/01/2014 |
| 07/01/2014 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 2.3k | $17.12 | $40k | | 07/01/2014 |
| 06/12/2014 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 4k | $0.00 | $0 | | 06/12/2014 |
| 05/20/2014 | First Eagle Private Credit, LLC | NEWS | Grant | Common Stock | 7.9k | $0.00 | $0 | | 05/20/2014 |
| 04/01/2014 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 2k | $20.17 | $40k | | 04/01/2014 |
| 01/02/2014 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 1.9k | $20.55 | $40k | | 01/02/2014 |
| 10/01/2012 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 4.6k | $8.77 | $40k | | 10/01/2012 |
| 06/12/2012 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 7.7k | $0.00 | $0 | | 06/12/2012 |
| 04/01/2010 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 2.3k | $17.21 | $40k | | 04/01/2010 |
| 01/04/2010 | INVESTMENT TECHNOLOGY GROUP, INC. | ITG | Grant | Common Stock | 2k | $20.50 | $40k | | 01/04/2010 |