BRANDT THOMAS HOWARD [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
11/29/2017	Fifth Street Asset Management Inc.	FSAM	Exercise	Option (right to buy)	10k	$3.60	$36k	11/29/2017
11/29/2017	Fifth Street Asset Management Inc.	FSAM	Sale	Class A Common Stock, $0.01 par value per share	5.8k	$4.08	$23.7k	11/29/2017
11/29/2017	Fifth Street Asset Management Inc.	FSAM	Sale	Class A Common Stock, $0.01 par value per share	3.1k	$4.12	$12.8k	11/29/2017