Hatfield Paul [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
05/22/2017	Alcentra Capital Corp	ABDC	Other (disposition)	Common Stock	40.2k	$13.13	$528.4k		05/22/2017
05/22/2017	Alcentra Capital Corp	ABDC	Exercise (in-the-money or at-the-money)	Phantom Stock	40.2k	$0.00	$0		05/22/2017