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Tottenham Acquisition I Ltd (TOTA)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
09/22/2020
Polar Asset Management Partners Inc.
10% Owner
Sale
Ordinary Shares
440k
$10.83
$4.8M
See footnote
09/22/2020
09/16/2020
Polar Asset Management Partners Inc.
10% Owner
Sale
Ordinary Shares
251
$10.95
$2.7k
See footnote
09/16/2020
09/15/2020
Polar Asset Management Partners Inc.
10% Owner
Sale
Ordinary Shares
217
$10.97
$2.4k
See footnote
09/15/2020
09/14/2020
Polar Asset Management Partners Inc.
10% Owner
Sale
Ordinary Shares
1.2k
$10.99
$12.9k
See footnote
09/14/2020
09/09/2020
Polar Asset Management Partners Inc.
10% Owner
Sale
Ordinary Shares
100
$10.92
$1.1k
See footnote
09/09/2020
09/08/2020
Polar Asset Management Partners Inc.
10% Owner
Sale
Ordinary Shares
5k
$10.92
$54.4k
See footnote 1
09/08/2020
08/28/2020
Polar Asset Management Partners Inc.
10% Owner
Sale
Ordinary Shares
49
$10.89
$533.6
See footnote
08/28/2020
05/18/2020
MIZUHO SECURITIES USA LLC
10% Owner
Sale
Common Stock
75k
$10.64
$798k
05/18/2020
08/06/2018
Wong Jason Kon Man
10% Owner
Purchase
Rights to acquire Ordinary Shares
15k
$0.00
$0
See note
08/06/2018
08/06/2018
Wong Jason Kon Man
10% Owner
Purchase
Warrants to purchase Ordinary Shares
15k
$11.50
$172.5k
See note
08/06/2018
08/06/2018
Wong Jason Kon Man
10% Owner
Purchase
Ordinary Shares
15k
$0.00
$0
See note
08/06/2018
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