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NEULION, INC. (NLN)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
05/07/2018
Arato Alexander
General Counsel
Disposition
Common Stock
25k
$0.84
$21k
05/07/2018
05/07/2018
Arato Alexander
General Counsel
Disposition
Restricted Stock Units
75k
$0.00
$0
05/07/2018
05/07/2018
Arato Alexander
General Counsel
Disposition
Restricted Stock Units
99.5k
$0.00
$0
05/07/2018
05/07/2018
Alavathil Tim
CFO
Disposition
Restricted Stock Units
62.5k
$0.00
$0
05/07/2018
05/07/2018
Alavathil Tim
CFO
Disposition
Restricted Stock Units
124.3k
$0.00
$0
05/07/2018
05/07/2018
Alavathil Tim
CFO
Disposition
Employee Stock Option (right to buy)
175k
$0.44
$77k
05/07/2018
05/07/2018
Alavathil Tim
CFO
Disposition
Employee Stock Option (right to buy)
18.8k
$0.18
$3.4k
05/07/2018
05/07/2018
Alavathil Tim
CFO
Disposition
Common Stock
258.3k
$0.84
$217k
05/07/2018
05/07/2018
AvantaLion LLC
Disposition
Common Stock
22.8M
$0.84
$19.2M
05/07/2018
05/07/2018
Coelho John Anthony
Director
Disposition
Common Stock
211.1k
$0.84
$177.3k
05/07/2018
05/07/2018
Hale James Richard
10% Owner
Disposition
Common Stock
1.7M
$0.84
$1.5M
By Parallax Capital Fund, L.P.
05/07/2018
05/07/2018
Hale James Richard
10% Owner
Disposition
Common Stock
61.7M
$0.84
$51.9M
By PCF 1, LLC
05/07/2018
05/07/2018
Hale James Richard
10% Owner
Disposition
Common Stock
250.8k
$0.84
$210.7k
05/07/2018
05/07/2018
BATTISTA GABRIEL
Director
Disposition
Stock Options (Right to buy)
100k
$0.44
$44k
05/07/2018
05/07/2018
BATTISTA GABRIEL
Director
Disposition
Common Stock
660.1k
$0.84
$554.5k
By the Gabriel A Battista TR UA 08/22/2006 Gabriel A Battista Revocable Trust.
05/07/2018
05/07/2018
Bostrom Robert E.
Director
Disposition
Common Stock
121.7k
$0.84
$102.2k
05/07/2018
05/07/2018
HER HORNGWEI
Chief Technology Officer
Disposition
Common Stock
3.3M
$0.84
$2.7M
05/07/2018
05/07/2018
HER HORNGWEI
Chief Technology Officer
Disposition
Common Stock
6k
$0.84
$5k
By spouse
05/07/2018
05/07/2018
HER HORNGWEI
Chief Technology Officer
Disposition
Employee Stock Options (right to buy)
200k
$0.18
$36k
05/07/2018
05/07/2018
HER HORNGWEI
Chief Technology Officer
Disposition
Employee Stock Options (right to buy)
1000k
$0.44
$440k
05/07/2018
05/07/2018
HER HORNGWEI
Chief Technology Officer
Disposition
Restricted Stock Units
200k
$0.00
$0
05/07/2018
05/07/2018
HER HORNGWEI
Chief Technology Officer
Disposition
Restricted Stock Units
300k
$0.00
$0
05/07/2018
05/07/2018
HER HORNGWEI
Chief Technology Officer
Disposition
Restricted Stock Units
198.9k
$0.00
$0
05/07/2018
05/07/2018
KRONFELD DAVID
10% Owner
Disposition
Common Stock
820.9k
$0.84
$689.5k
05/07/2018
05/07/2018
KRONFELD DAVID
10% Owner
Disposition
Common Stock
20.6M
$0.84
$17.3M
By JK&B Capital V, L.P.
05/07/2018
05/07/2018
KRONFELD DAVID
10% Owner
Disposition
Common Stock
15.5M
$0.84
$13M
By JK&B Capital V Special Opportunity Fund, L.P.
05/07/2018
05/07/2018
KRONFELD DAVID
10% Owner
Disposition
Common Stock
2M
$0.84
$1.7M
By DKB JTV Holdings, LLC
05/07/2018
05/07/2018
LI NANCY
Executive Chair
Disposition
Common Stock
41.4M
$0.84
$34.7M
05/07/2018
05/07/2018
LI NANCY
Executive Chair
Disposition
Common Stock
53.3M
$0.84
$44.8M
By spouse
05/07/2018
05/07/2018
LI NANCY
Executive Chair
Disposition
Common Stock
56k
$0.84
$47.1k
By trust for benefit of children
05/07/2018
05/07/2018
LI NANCY
Executive Chair
Disposition
Employee Stock Options (right to buy)
450k
$0.18
$81k
05/07/2018
05/07/2018
LI NANCY
Executive Chair
Disposition
Employee Stock Options (right to buy)
900k
$0.48
$432k
05/07/2018
05/07/2018
LI NANCY
Executive Chair
Disposition
Restricted Stock Units
375k
$0.00
$0
05/07/2018
05/07/2018
LI NANCY
Executive Chair
Disposition
Restricted Stock Units
248.7k
$0.00
$0
05/07/2018
05/07/2018
KENNY SHIRLEY STRUM
Director
Disposition
Common Stock
749k
$0.84
$629.2k
By the Shirley Kenny Revocable Trust UAD 03/11/2010
05/07/2018
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