| Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
| 12/08/2022 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 218 | $16.00 | $3.5k | | 12/08/2022 |
| 11/10/2022 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 3.5k | $17.00 | $59.2k | | 11/10/2022 |
| 10/28/2022 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 800 | $16.92 | $13.5k | | 10/28/2022 |
| 10/27/2022 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 1.5k | $16.50 | $24.8k | | 10/26/2022 |
| 10/26/2022 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 3k | $15.43 | $46.3k | | 10/26/2022 |
| 10/21/2022 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 1.5k | $15.00 | $22.5k | | 10/21/2022 |
| 09/19/2022 | GGCP, INC. | Chairman & CEO | Purchase | Class A Common Stock | 1.3k | $17.76 | $23.1k | | 09/19/2022 |
| 09/12/2022 | Caterina Kieran | Chief Accounting Officer | Payment of Exercise | Class A Common Stock | 2k | $21.10 | $41.3k | | 09/12/2022 |
| 12/31/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 500 | $25.22 | $12.6k | | 12/30/2021 |
| 12/30/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 1000 | $25.60 | $25.6k | | 12/30/2021 |
| 12/21/2021 | Van der Eb Henry | Senior Vice President | Sale | Class A Common Stock | 946 | $23.81 | $22.5k | | 12/21/2021 |
| 12/15/2021 | Van der Eb Henry | Senior Vice President | Payment of Exercise | Class A Common Stock | 754 | $24.43 | $18.4k | | 12/15/2021 |
| 12/15/2021 | ALPERT BRUCE N | Senior Vice President | Payment of Exercise | Class A Common Stock | 1k | $24.43 | $25.1k | | 12/15/2021 |
| 12/15/2021 | JAMIESON DOUGLAS R | President & COO of GAMCO Asset | Payment of Exercise | Class A Common Stock | 11.8k | $24.43 | $287.1k | | 12/15/2021 |
| 12/15/2021 | Caterina Kieran | Chief Accounting Officer | Payment of Exercise | Class A Common Stock | 5.5k | $24.43 | $135.2k | | 12/15/2021 |
| 12/08/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 800 | $24.88 | $19.9k | | 12/08/2021 |
| 11/24/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 4.2k | $27.53 | $116.7k | | 11/23/2021 |
| 11/23/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 720 | $28.16 | $20.3k | | 11/23/2021 |
| 11/22/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 8.5k | $28.94 | $247.3k | | 11/19/2021 |
| 11/19/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 7.2k | $28.76 | $208.4k | | 11/19/2021 |
| 11/18/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 3.3k | $27.99 | $91.5k | | 11/17/2021 |
| 11/17/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 351 | $27.41 | $9.6k | | 11/17/2021 |
| 11/16/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 8.6k | $27.62 | $238.8k | | 11/15/2021 |
| 11/15/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 3.9k | $27.81 | $108.1k | | 11/15/2021 |
| 11/12/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 5.9k | $27.50 | $163.2k | | 11/10/2021 |
| 11/11/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 3.6k | $27.51 | $99.6k | | 11/10/2021 |
| 11/10/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 6.8k | $27.33 | $184.8k | | 11/10/2021 |
| 11/08/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 5.5k | $26.88 | $147.3k | | 11/08/2021 |
| 11/03/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 2.5k | $27.31 | $68.3k | | 11/03/2021 |
| 11/02/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 500 | $26.60 | $13.3k | | 11/02/2021 |
| 11/01/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 1.5k | $26.60 | $39.2k | | 11/02/2021 |
| 10/29/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 1k | $26.60 | $27.3k | | 10/28/2021 |
| 10/28/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 869 | $26.59 | $23.1k | | 10/28/2021 |
| 10/26/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 531 | $27.50 | $14.6k | | 10/25/2021 |
| 10/25/2021 | Associated Capital Group, Inc. | Chairman & CEO | Sale | Class A Common Stock | 500 | $27.50 | $13.8k | | 10/25/2021 |
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